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Richard Puma

Chief Operating Officer, Chief Financial Officer, Director at Polar Asset Management Partners

Officer recordForm ADV filed 29 June 2026

Richard Puma is Chief Operating Officer, Chief Financial Officer, Director of Polar Asset Management Partners Inc., a Toronto investment adviser.

Career

Richard Puma has been Chief Operating Officer, Chief Financial Officer, Director of Polar Asset Management Partners since October 2024. Richard Puma is a control person of the firm and directly owns under 5% of it. Richard Puma holds a B.S. in Accounting from Rutgers University.

Polar Asset Management Partners Inc. is a Toronto, Canada firm with $37.9B under management, 19 clients and 66 advisers across 7 offices, as of its June 2026 filing.

Polar’s offering supplement identifies Richard Puma as Chief Operating Officer and Chief Financial Officer and describes prior financial-services roles.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Professional designations

Listed by Polar Asset Management Partners and the sources below

  • Certified Public Accountant designation

Individual registration and examination information for Richard Puma is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Richard Puma
CRD
5008616
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Puma work?

Richard Puma has been Chief Operating Officer, Chief Financial Officer, Director of Polar Asset Management Partners Inc. since October 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 June 2026

Leadership at Polar Asset Management Partners

Sources

  1. IAPD individual lookup, CRD 5008616. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Polar Asset Management Partners Inc., filed 29 June 2026. Title, control and ownership bands.
  3. Polar Asset Management official offering supplement. Biography, education, credentials.

Retrieved 18 October 2026. The SEC record may have been amended since.

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