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Richard Price

Director/Executive Chairman/CEO at Mesirow Financial Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Richard Price is Director/Executive Chairman/CEO of Mesirow Financial Investment Management, Inc., a Chicago investment adviser managing $50.4B. Richard Price has a current broker registration and no current investment-adviser registration and has passed the Series 1, PC, SIE and Series 7TO.

Role at Mesirow Financial Investment Management

Title on Schedule A
Director/Executive Chairman/CEO
Control
Richard Price is a control person of Mesirow Financial Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Richard Price has held the filed role since March 2011.

The firm

Mesirow Financial Investment Management, Inc.
Chicago, IL

Form ADV filed 7 July 2026

$50.4B AUM90,291 clients116 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO · 2023
  2. Passed SIE · 2018
  3. Passed PC · 1977
  4. Passed Series 1 · 1973

Registrations and exams

Broker registration; no current adviser registration. Richard Price has passed 4 qualifying exams.

Examinations

Series 7TO2 January 2023
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
PC16 June 1977
Name
AMEX Put and Call Exam
Series 127 June 1973
Name
Registered Representative Examination

Individual record

Full name
Richard Scott Price
CRD
367760
Firm
Mesirow Financial Investment Management, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
mesirow.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Mesirow identifies Richard Price as executive chairman and CEO. Its biography says his previous roles included chairman and CEO, president and chief operating officer, and president of Insurance Services. Official firm biography

Common questions

Where does Richard Price work?

Richard Price has been Director/Executive Chairman/CEO of Mesirow Financial Investment Management, Inc. since March 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 July 2026

Does Richard Price have a current investment-adviser registration?

Richard Price has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Price passed?

Richard Price has passed 4 licensing exams: the Series 1, PC, SIE and Series 7TO. The earliest, the Series 1, was passed in June 1973.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mesirow Financial Investment Management

  • Michael Annin
    Fiduciary Solutions Department, President
  • Jesse Keig
    Chief Financial Officer/Director
  • James Shields
    Chief Compliance Officer
  • Alasdair Cripps
    Real Estate Direct Investments
  • Alasdair Cripps
    Real Estate Direct Investments Department, CEO and Co-Chief Investment Officer
  • Lee Gordon
    Wealth Management Department, Chairman
  • Joseph Hoffman
    Currency Management Department,
  • Brian Price
    Head of Advisory Services

Sources

  1. IAPD individual record, CRD 367760. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mesirow Financial Investment Management, Inc., filed 7 July 2026. Title, control and ownership bands.
  3. Mesirow Financial Investment Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Price or Mesirow Financial Investment Management, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.