Richard Peek has been an investment adviser representative at RWM Capital since August 2025, and is not listed among the firm’s executive officers or direct owners.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
Investment adviser representative registrations
Richard Peek is registered as an investment adviser representative in Florida, since August 2025.
- FloridaSince 25 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 13 September 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2025 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Donald Peek
- CRD
- 8111609
- Firm
- RWM Capital · CRD 310635
- Office
- 282 North Palafox Street, Pensacola, FL 32502
- Registration
- Investment adviser registration
- In the industry since
- August 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Peek work?
Richard Peek is an investment adviser representative registered through RWM Capital, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Peek a financial advisor?
Yes. Richard Peek has a current investment-adviser registration in Florida, through RWM Capital since August 2025.
How many years of experience does Richard Peek have?
Richard Peek has 1 year in the financial industry, since August 2025, across 1 adviser firm.
What exams has Richard Peek passed?
Richard Peek has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in July 2025.
Where is Richard Peek based?
Richard Peek’s registered office is in Pensacola, FL.
Is Richard Peek registered with FINRA?
No. Richard Peek has no current broker registration.
How can I verify Richard Peek’s record?
Search CRD 8111609 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Peek’s full registration record.