Richard Parrett has been an investment adviser representative at Thrive Capital Management since June 2024, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
Richard Parrett’s longest registration was 11 years at Global Portfolio Strategies, Inc. (2007–2018). Before joining Thrive Capital Management in 2024, Richard Parrett was registered through Empower Advisory Group, LLC and Global Portfolio Strategies, Inc.
- – present · 2 yearsFort Washington, PA · Adviser representative · Firm CRD 281347
- Empower Advisory Group, LLC– · 2 yearsLawrenceville, NJ · Adviser representative · Firm CRD 112058
- Global Portfolio Strategies, Inc.– · 11 yearsTrenton, NJ · Adviser representative · Firm CRD 105812
- Cuso Financial Services, L.P.– · under a yearEwing, NJ · Adviser representative · Firm CRD 42132
Investment adviser representative registrations
Richard Parrett is registered as an investment adviser representative in 2 states. Each was approved in June 2024.
- New JerseySince 14 June 2024
- PennsylvaniaSince 6 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 September 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 May 1990 |
| Series 7 | General Securities Representative Examination | 17 March 1990 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Alan Parrett
- CRD
- 2038506
- Firm
- Thrive Capital Management · CRD 281347
- Office
- 500 W OFFICE CENTER DRIVE, SUITE 300, Fort Washington, PA 19034
- Registration
- Investment adviser registration
- In the industry since
- June 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Parrett work?
Richard Parrett is an investment adviser representative registered through Thrive Capital Management, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Richard Parrett a financial advisor?
Yes. Richard Parrett has a current investment-adviser registration in New Jersey and Pennsylvania, through Thrive Capital Management since June 2024.
How many years of experience does Richard Parrett have?
Richard Parrett has 35 years in the financial industry, since June 1991, across 4 adviser firms.
What exams has Richard Parrett passed?
Richard Parrett has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 1990. FINRA credited Richard Parrett with the SIE, which began in October 2018.
Where did Richard Parrett work before Thrive Capital Management?
Before Thrive Capital Management, Richard Parrett was registered through Empower Advisory Group, LLC, September 2021 to May 2024; Global Portfolio Strategies, Inc., June 2007 to December 2018; Cuso Financial Services, L.P., April 2006 to January 2007.
Where is Richard Parrett based?
Richard Parrett’s registered office is in Fort Washington, PA.
Is Richard Parrett registered with FINRA?
No. Richard Parrett has no current broker registration.
How can I verify Richard Parrett’s record?
Search CRD 2038506 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Parrett’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner