Richard Magdaleno has been an investment adviser representative at Latitude Advisors since January 2010, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Richard Magdaleno’s longest registration is the current one, 16 years at Latitude Advisors since 2010. Before joining Latitude Advisors in 2010, Richard Magdaleno was registered through GWN Securities Inc. and LPL Financial Corporation.
- Latitude Advisors, LLCCurrent– present · 16 yearsCerritos, CA · Adviser representative · Firm CRD 151001
- GWN Securities Inc.– · under a yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 128929
- LPL Financial Corporation– · 2 yearsNewport Beach, CA · Adviser representative · Firm CRD 6413
- Axa Advisors, LLC– · 4 yearsIrvine, CA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Richard Magdaleno is registered as an investment adviser representative in California, since January 2010.
- CaliforniaSince 26 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 March 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 May 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 2003 |
| Series 7 | General Securities Representative Examination | 18 March 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4636536
- Firm
- Latitude Advisors · CRD 151001
- Office
- Cerritos, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Magdaleno work?
Richard Magdaleno is an investment adviser representative registered through Latitude Advisors, LLC since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is Richard Magdaleno a financial advisor?
Yes. Richard Magdaleno has a current investment-adviser registration in California, through Latitude Advisors since January 2010.
How many years of experience does Richard Magdaleno have?
Richard Magdaleno has 23 years in the financial industry, since June 2003, across 4 adviser firms.
What exams has Richard Magdaleno passed?
Richard Magdaleno has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in March 2003. FINRA credited Richard Magdaleno with the SIE, which began in October 2018.
Where did Richard Magdaleno work before Latitude Advisors?
Before Latitude Advisors, Richard Magdaleno was registered through GWN Securities Inc., January 2010 to January 2010; LPL Financial Corporation, July 2007 to November 2009; Axa Advisors, LLC, May 2003 to July 2007.
Where is Richard Magdaleno based?
Richard Magdaleno’s registered office is in Cerritos, CA.
Is Richard Magdaleno registered with FINRA?
Yes. Richard Magdaleno has a current broker registration, under CRD 4636536.
Source: FINRA BrokerCheck
How can I verify Richard Magdaleno’s record?
Search CRD 4636536 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Magdaleno’s full registration record.