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Richard Lawrence

Senior Managing Director at Brandywine Global Investment Management

Broker registration; no current adviser registration

Richard Lawrence is Senior Managing Director of Brandywine Global Investment Management, LLC, a Philadelphia investment adviser managing $65.4B. Richard Lawrence has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

1
Past adviser firms
5
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Richard Lawrence has been Senior Managing Director of Brandywine Global Investment Management since October 2023. Richard Lawrence is a control person of the firm and directly owns under 5% of it. Richard Lawrence studied BSc (Hons) in Computer Science at the University of Westminster.

Brandywine Global Investment Management, LLC is a Philadelphia, PA firm with $65.4B under management, 977 clients and 56 advisers across 2 offices, as of its September 2026 filing.

Brandywine says Richard Lawrence joined in 2005 and later moved to Franklin Templeton Fixed Income in 2026.

  1. – · 20 years
    Philadelphia, PA · Adviser representative · Firm CRD 110783

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 330 May 2013
Name
National Commodity Futures Examination
Series 245 May 2009
Name
General Securities Principal Examination
Series 6522 September 2005
Name
Uniform Investment Adviser Law Examination
Series 637 October 2003
Name
Uniform Securities Agent State Law Examination
Series 718 January 2000
Name
General Securities Representative Examination

Individual record

Full name
Richard Lawrence
CRD
4074544

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Lawrence work?

Richard Lawrence has been Senior Managing Director of Brandywine Global Investment Management, LLC since October 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 September 2026

Does Richard Lawrence have a current investment-adviser registration?

Richard Lawrence has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Lawrence passed?

Richard Lawrence has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 3. The earliest, the Series 7, was passed in January 2000. FINRA credited Richard Lawrence with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Where was Richard Lawrence previously registered as an investment adviser?

Richard Lawrence has past investment-adviser registrations through Brandywine Global Investment Management, LLC, September 2005 to December 2025, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Brandywine Global Investment Management

Sources

  1. IAPD individual record, CRD 4074544. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Brandywine Global Investment Management, LLC, filed 29 September 2026. Title, control and ownership bands.
  3. Brandywine Global Investment Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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