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Richard Lakin

Investment adviser representative at Iron Financial in Northbrook, IL

Investment adviser registrationUpdated

Richard Lakin is an investment adviser representative at Iron Financial LLC, an investment adviser managing $489M, and works from its Northbrook, IL office. Richard Lakin has been registered through Iron Financial since 26 November 2001, has 24 years in the industry across 1 firm and has passed the Series 65.

24
Years in industry
24
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

Richard Lakin has been an investment adviser representative at Iron Financial since November 2001, and is not listed among the firm’s executive officers or direct owners.

Iron Financial LLC is a Northbrook, IL firm with $489M under management, 246 clients and 9 advisers in one office, as of its July 2026 filing.

  1. – present · 24 years
    Northbrook, IL · Adviser representative · Firm CRD 106682

Credentials and registrations

Investment adviser representative registrations

Richard Lakin is registered as an investment adviser representative in Illinois, since November 2001.

  • IllinoisSince 26 November 2001

Examinations

Series 6523 November 1996
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Richard Louis Lakin
CRD
2337398
Firm
Iron Financial · CRD 106682
Office
630 DUNDEE ROAD, SUITE 300, Northbrook, IL 60062
Registration
Investment adviser registration
In the industry since
November 2001
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Richard Lakin work?

Richard Lakin is an investment adviser representative registered through Iron Financial LLC since November 2001, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is Richard Lakin a financial advisor?

Yes. Richard Lakin has a current investment-adviser registration in Illinois, through Iron Financial since November 2001.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does Richard Lakin have?

Richard Lakin has 24 years in the financial industry, since November 2001, across 1 adviser firm.

Source: IAPD individual record, checked 23 October 2026

What exams has Richard Lakin passed?

Richard Lakin passed the Series 65 in November 1996.

Source: IAPD individual record, checked 23 October 2026

Where is Richard Lakin based?

Richard Lakin’s registered office is in Northbrook, IL.

Source: IAPD individual record, checked 23 October 2026

Is Richard Lakin registered with FINRA?

No. Richard Lakin has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

How can I verify Richard Lakin’s record?

Search CRD 2337398 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Lakin’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at Iron Financial

Sources

  1. IAPD individual record, CRD 2337398, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Iron Financial LLC, filed 1 July 2026. Executive officers and direct owners; this person is not among them.