Timothy Ziemba has been Chief Compliance Officer of Iron Financial since August 2021, is a control person of the firm and directly owns under 5% of it. Timothy Ziemba holds a Bachelor of Arts (Statistics and Economics) from the University of Illinois at Urbana-Champaign.
Iron Financial LLC is a Northbrook, IL firm with $489M under management, 246 clients and 9 advisers in one office, as of its July 2026 filing.
Timothy Ziemba is Director of Operations, Director of Compliance of IRON Financial, and is its Chief Compliance Officer. In addition to his compliance responsibilities, he consults with clients as a registered investment adviser representative and oversees the firm's operations. He joined IRON Financial in January 2019 and was previously a wealth manager at Life Line Wealth Management.
Timothy Ziemba’s longest registration is the current one, 7 years at Iron Financial since 2019. Before joining Iron Financial in 2019, Timothy Ziemba was registered through Life Line Wealth Management LLC.
- Iron Financial LLCCurrent– present · 7 yearsNorthbrook, IL · Adviser representative · Firm CRD 106682
- Life Line Wealth Management LLC– · 4 yearsLincolnshire, IL · Adviser representative · Firm CRD 171051
Professional designations
Listed by Iron Financial
- Chartered Financial Analyst (CFA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Timothy Ziemba is registered as an investment adviser representative in Illinois, since February 2019.
- IllinoisSince 5 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Timothy Robert Ziemba
- CRD
- 6387150
- Firm
- Iron Financial · CRD 106682
- Role
- Chief Compliance Officer
- Office
- 630 DUNDEE ROAD, SUITE 300, Northbrook, IL 60062
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ironfinancial.com
Where does Timothy Ziemba work?
Timothy Ziemba has been Chief Compliance Officer of Iron Financial LLC since August 2021, and is a control person of the firm.
Is Timothy Ziemba a financial advisor?
Yes. Timothy Ziemba has a current investment-adviser registration in Illinois, through Iron Financial since February 2019.
How many years of experience does Timothy Ziemba have?
Timothy Ziemba has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Timothy Ziemba passed?
Timothy Ziemba passed the Series 65 in August 2014.
Where did Timothy Ziemba work before Iron Financial?
Before Iron Financial, Timothy Ziemba was registered through Life Line Wealth Management LLC, August 2014 to December 2018.
Where is Timothy Ziemba based?
Timothy Ziemba’s registered office is in Northbrook, IL.
Is Timothy Ziemba registered with FINRA?
No. Timothy Ziemba has no current broker registration.
Is Timothy Ziemba a CFP?
Iron Financial lists Timothy Ziemba with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is Timothy Ziemba a CFA charterholder?
Iron Financial lists Timothy Ziemba with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Timothy Ziemba’s record?
Search CRD 6387150 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Ziemba’s full registration record.