Richard Humphreys has been Managing Partner and Co President of Blue Star Wealth Management since March 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Blue Star Wealth Management LLC is a Lake Mary, FL firm with $140M under management, 74 clients and 2 advisers in one office, as of its September 2026 filing.
Richard Humphreys’ longest registration was 10 years at Charles Schwab & Co., Inc. (2006–2017). Before joining Blue Star Wealth Management in 2025, Richard Humphreys was registered through Novus Advisors and Charles Schwab & Co., Inc.
- Bluestar Wealth ManagementCurrent– present · 1 yearSimpsonville, SC · Adviser representative · Firm CRD 337253
- Novus Advisors– · 8 yearsSimpsonville, SC · Adviser representative · Firm CRD 157908
- Charles Schwab & Co., Inc.– · 10 yearsGreenville, SC · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Richard Humphreys is registered as an investment adviser representative in South Carolina, since June 2025.
- South CarolinaSince 30 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 March 2002 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 February 2002 |
| Series 66 | Uniform Combined State Law Examination | 22 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 1999 |
| Series 7 | General Securities Representative Examination | 28 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Allen Humphreys
- CRD
- 3179578
- Firm
- Blue Star Wealth Management · CRD 337253
- Role
- Managing Partner and Co President
- Office
- Simpsonville, SC
- Registration
- Investment adviser registration
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Humphreys work?
Richard Humphreys has been Managing Partner and Co President of Blue Star Wealth Management LLC since March 2021, and is a control person of the firm.
Is Richard Humphreys a financial advisor?
Yes. Richard Humphreys has a current investment-adviser registration in South Carolina, through Blue Star Wealth Management since June 2025.
How many years of experience does Richard Humphreys have?
Richard Humphreys has 27 years in the financial industry, since August 1999, across 3 adviser firms.
What exams has Richard Humphreys passed?
Richard Humphreys has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 10 and Series 9. The earliest, the Series 7, was passed in July 1999. FINRA credited Richard Humphreys with the SIE, which began in October 2018.
Where did Richard Humphreys work before Blue Star Wealth Management?
Before Blue Star Wealth Management, Richard Humphreys was registered through Novus Advisors, January 2017 to June 2025; Charles Schwab & Co., Inc., April 2006 to February 2017.
Where is Richard Humphreys based?
Richard Humphreys’ registered office is in Simpsonville, SC.
Is Richard Humphreys registered with FINRA?
No. Richard Humphreys has no current broker registration.
How can I verify Richard Humphreys’ record?
Search CRD 3179578 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Humphreys’ full registration record.