John Riggs has been Managing Partner, Co President, and Chief Compliance Officer of Blue Star Wealth Management since March 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Blue Star Wealth Management LLC is a Lake Mary, FL firm with $140M under management, 74 clients and 2 advisers in one office, as of its September 2026 filing.
John Riggs’ longest registration was 9 years at Charles Schwab & Co., Inc. (2003–2012). Before joining Blue Star Wealth Management in 2025, John Riggs was registered through Blue Star Wealth Management LLC and Novus Advisors.
- Bluestar Wealth ManagementCurrent– present · 1 yearLake Mary, FL · Adviser representative · Firm CRD 337253
- Blue Star Wealth Management LLC– · under a yearSimpsonville, SC · Adviser representative · Firm CRD 314728
- Novus Advisors– · 8 yearsLongwood, FL · Adviser representative · Firm CRD 157908
- Voya Financial Advisors, Inc.– · 1 yearWinter Park, FL · Adviser representative · Firm CRD 2882
- Schwab Private Client Investment Advisory, Inc.– · 3 yearsOrlando, FL · Adviser representative · Firm CRD 159035
- Charles Schwab & Co., Inc.– · 9 yearsOrlando, FL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
John Riggs is registered as an investment adviser representative in 2 states. The first approvals date from June 2025; the most recent is Florida, in July 2025.
- FloridaSince 21 July 2025
- TexasSince 30 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 October 2007 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 21 March 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 February 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1999 |
| Series 7 | General Securities Representative Examination | 1 February 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Dustin Riggs
- CRD
- 2670354
- Firm
- Blue Star Wealth Management · CRD 337253
- Role
- Managing Partner, Co President, and Chief Compliance Officer
- Office
- 255 PRIMERA BLVD, SUITE 160, Lake Mary, FL 32746
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does John Riggs work?
John Riggs has been Managing Partner, Co President, and Chief Compliance Officer of Blue Star Wealth Management LLC since March 2021, and is a control person of the firm.
Is John Riggs a financial advisor?
Yes. John Riggs has a current investment-adviser registration in Florida and Texas, through Blue Star Wealth Management since June 2025.
How many years of experience does John Riggs have?
John Riggs has 27 years in the financial industry, since April 1999, across 6 adviser firms.
What exams has John Riggs passed?
John Riggs has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in February 1999. FINRA credited John Riggs with the SIE, which began in October 2018.
Where did John Riggs work before Blue Star Wealth Management?
Before Blue Star Wealth Management, John Riggs was registered through Blue Star Wealth Management LLC (CRD 314728), June 2021 to June 2021; Novus Advisors, April 2017 to June 2025; Voya Financial Advisors, Inc., November 2015 to April 2017; Schwab Private Client Investment Advisory, Inc., February 2012 to October 2015; Charles Schwab & Co., Inc., February 2003 to March 2012.
Where is John Riggs based?
John Riggs’ registered office is in Lake Mary, FL.
Is John Riggs registered with FINRA?
No. John Riggs has no current broker registration.
How can I verify John Riggs’ record?
Search CRD 2670354 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Riggs’ full registration record.