Richard Hall has been an investment adviser representative at Pitzl Financial since March 2018, and is not listed among the firm’s executive officers or direct owners. Richard Hall holds a Bachelor's degree in Business Administration from Southwest Minnesota State University.
Pitzl Financial, LLC is an Arden Hills, MN firm with $498M under management, 394 clients and 4 advisers in one office, as of its February 2026 filing.
Richard Hall is Senior Wealth Advisor of Pitzl Financial. He started in the financial services industry in 1998 and joined Pitzl Financial in March 2018. He works with individuals and families on financial decisions and is a frequent contributor to Business Insider and Moneygeek.
Richard Hall’s longest registration was 9 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2009–2018). Before joining Pitzl Financial in 2018, Richard Hall was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Pitzl FinancialCurrent– present · 8 yearsArden Hills, MN · Adviser representative · Firm CRD 171441
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsWayzata, MN · Adviser representative · Firm CRD 7691
Professional designations
Listed by Pitzl Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Richard Hall is registered as an investment adviser representative in Minnesota, since March 2018.
- MinnesotaSince 23 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 1999 |
| Series 7 | General Securities Representative Examination | 1 December 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Elliot Hall
- CRD
- 3075129
- Firm
- Pitzl Financial · CRD 171441
- Office
- 8 PINE TREE DRIVE, SUITE 125, Arden Hills, MN 55112
- Registration
- Investment adviser registration
- In the industry since
- October 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pitzlfinancial.com
Where does Richard Hall work?
Richard Hall is an investment adviser representative registered through Pitzl Financial, LLC since March 2018, and is not listed among the firm’s executive officers or direct owners.
Is Richard Hall a financial advisor?
Yes. Richard Hall has a current investment-adviser registration in Minnesota, through Pitzl Financial since March 2018.
How many years of experience does Richard Hall have?
Richard Hall has 27 years in the financial industry, since October 1999, across 2 adviser firms.
What exams has Richard Hall passed?
Richard Hall has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1998. FINRA credited Richard Hall with the SIE, which began in October 2018.
Where did Richard Hall work before Pitzl Financial?
Before Pitzl Financial, Richard Hall was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2009 to February 2018.
Where is Richard Hall based?
Richard Hall’s registered office is in Arden Hills, MN.
Is Richard Hall registered with FINRA?
No. Richard Hall has no current broker registration.
Is Richard Hall a CFP?
Pitzl Financial lists Richard Hall with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Richard Hall’s record?
Search CRD 3075129 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Hall’s full registration record.
