Joseph Pitzl has been Chief Compliance Officer/Member of Pitzl Financial since May 2014, is a control person of the firm and directly owns between 50% and 75% of it. Joseph Pitzl studied at the University of Wisconsin-Madison.
Pitzl Financial, LLC is an Arden Hills, MN firm with $498M under management, 394 clients and 4 advisers in one office, as of its February 2026 filing.
Joe Pitzl is CEO and Managing Partner of Pitzl Financial. For over twenty years he has helped individuals and families gain better clarity and control over their personal finances. He is actively involved in the Financial Planning Association and is a past national President and Chairman of FPA NexGen.
Joseph Pitzl’s longest registration is the current one, 12 years at Pitzl Financial since 2014. Before joining Pitzl Financial in 2014, Joseph Pitzl was registered through Intelligent Financial Strategies.
- Pitzl FinancialCurrent– present · 12 yearsArden Hills, MN · Adviser representative · Firm CRD 171441
- Intelligent Financial Strategies– · under a yearMinnetonka, MN · Adviser representative · Firm CRD 108048
Professional designations
Listed by Pitzl Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Joseph Pitzl is registered as an investment adviser representative in 2 states. The first approvals date from May 2014; the most recent is Texas, in July 2021.
- MinnesotaSince 19 May 2014
- TexasSince 27 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 September 2003 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Daniel Pitzl
- CRD
- 4696949
- Firm
- Pitzl Financial · CRD 171441
- Role
- Chief Compliance Officer/Member
- Office
- 8 PINE TREE DRIVE, SUITE 125, Arden Hills, MN 55112
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pitzlfinancial.com
Where does Joseph Pitzl work?
Joseph Pitzl has been Chief Compliance Officer/Member of Pitzl Financial, LLC since May 2014, and is a control person of the firm.
Is Joseph Pitzl a financial advisor?
Yes. Joseph Pitzl has a current investment-adviser registration in Minnesota and Texas, through Pitzl Financial since May 2014.
How many years of experience does Joseph Pitzl have?
Joseph Pitzl has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has Joseph Pitzl passed?
Joseph Pitzl passed the Series 6 in September 2003.
Where is Joseph Pitzl based?
Joseph Pitzl’s registered office is in Arden Hills, MN.
Is Joseph Pitzl registered with FINRA?
No. Joseph Pitzl has no current broker registration.
Is Joseph Pitzl a CFP?
Pitzl Financial lists Joseph Pitzl with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Joseph Pitzl’s record?
Search CRD 4696949 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Pitzl’s full registration record.
