Richard Frable has been Chief Compliance Officer/Managing Member of Liberty Asset Management since September 2006, is a control person of the firm and directly owns between 50% and 75% of it.
Liberty Asset Management, LLC is an Allentown, PA firm with $141M under management, 331 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Richard E. Frable is Owner of Liberty Wealth Management and a co-founder of the firm. He has been in the financial planning field since 1990, founding his own firm, Lehigh Valley Wealth Management, in 1997. He specializes in working with retirees and those about to retire.
- Liberty Asset ManagementCurrent– present · 19 yearsAllentown, PA · Adviser representative · Firm CRD 142094
Professional designations
Listed by Liberty Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Richard Frable is registered as an investment adviser representative in 3 states. The first approvals date from December 2006; the most recent is Texas, in March 2024.
- LouisianaSince 28 November 2022
- PennsylvaniaSince 19 December 2006
- TexasSince 21 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 26 August 2005 |
| Series 24 | General Securities Principal Examination | 16 February 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 1992 |
| Series 7 | General Securities Representative Examination | 6 January 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Eric Frable
- CRD
- 2202985
- Firm
- Liberty Asset Management · CRD 142094
- Role
- Chief Compliance Officer/Managing Member
- Office
- 3570 HAMILTON BLVD., SUITE 301, Allentown, PA 18103
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lwmgmt.com
Where does Richard Frable work?
Richard Frable has been Chief Compliance Officer/Managing Member of Liberty Asset Management, LLC since September 2006, and is a control person of the firm.
Is Richard Frable a financial advisor?
Yes. Richard Frable has a current investment-adviser registration in Louisiana, Pennsylvania and Texas, through Liberty Asset Management since December 2006.
How many years of experience does Richard Frable have?
Richard Frable has 34 years in the financial industry, since January 1992, across 1 adviser firm.
What exams has Richard Frable passed?
Richard Frable has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 51. The earliest, the Series 7, was passed in January 1992. FINRA credited Richard Frable with the SIE, which began in October 2018.
Where is Richard Frable based?
Richard Frable’s registered office is in Allentown, PA.
Is Richard Frable registered with FINRA?
Yes. Richard Frable has a current broker registration, under CRD 2202985.
Source: FINRA BrokerCheck
Is Richard Frable a CFP?
Liberty Asset Management lists Richard Frable with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Richard Frable’s record?
Search CRD 2202985 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Frable’s full registration record.
