Charles Noti has been Owner of Liberty Asset Management since January 2018, is not listed as a control person, but directly owns between 10% and 25% of the firm. Charles Noti studied at Franklin and Marshall College.
Liberty Asset Management, LLC is an Allentown, PA firm with $141M under management, 331 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Charles J. Noti IV is Wealth Advisor of Liberty Wealth Management. He began his financial planning career while owner of the accounting firm Kemmerer & Company and earned securities and insurance licenses in 2000. He joined Liberty Wealth Management in January 2010 after exiting the accounting field to focus on financial planning.
Charles Noti’s longest registration is the current one, 16 years at Liberty Asset Management since 2010. Before joining Liberty Asset Management in 2010, Charles Noti was registered through FSC Securities Corporation.
- Liberty Asset ManagementCurrent– present · 16 yearsAllentown, PA · Adviser representative · Firm CRD 142094
- FSC Securities Corporation– · under a yearFogelsville, PA · Adviser representative · Firm CRD 7461
Professional designations
Listed by Liberty Asset Management
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Charles Noti is registered as an investment adviser representative in Pennsylvania, since June 2010.
- PennsylvaniaSince 10 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 November 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 2001 |
| Series 7 | General Securities Representative Examination | 11 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles James Noti
- CRD
- 4332968
- Firm
- Liberty Asset Management · CRD 142094
- Role
- Owner
- Office
- 3570 HAMILTON BLVD., SUITE 301, Allentown, PA 18103
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lwmgmt.com
Where does Charles Noti work?
Charles Noti has been Owner of Liberty Asset Management, LLC since January 2018.
Is Charles Noti a financial advisor?
Yes. Charles Noti has a current investment-adviser registration in Pennsylvania, through Liberty Asset Management since June 2010.
How many years of experience does Charles Noti have?
Charles Noti has 25 years in the financial industry, since January 2001, across 2 adviser firms.
What exams has Charles Noti passed?
Charles Noti has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2001. FINRA credited Charles Noti with the SIE, which began in October 2018.
Where did Charles Noti work before Liberty Asset Management?
Before Liberty Asset Management, Charles Noti was registered through FSC Securities Corporation, December 2003 to March 2004.
Where is Charles Noti based?
Charles Noti’s registered office is in Allentown, PA.
Is Charles Noti registered with FINRA?
Yes. Charles Noti has a current broker registration, under CRD 4332968.
Source: FINRA BrokerCheck
How can I verify Charles Noti’s record?
Search CRD 4332968 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Noti’s full registration record.
