Richard Fogal has been an investment adviser representative at Lombard Advisers since April 2023, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Richard Fogal’s longest registration is the current one, 3 years at Lombard Advisers since 2023. Before joining Lombard Advisers in 2023, Richard Fogal was registered through Primerica Advisors.
- – present · 3 yearsAllentown, PA · Adviser representative · Firm CRD 108231
- Primerica Advisors– · 2 yearsAllentown, PA · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
Richard Fogal is registered as an investment adviser representative in Pennsylvania, since April 2023.
- PennsylvaniaSince 5 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 September 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 23 August 2019 |
| SIE | Securities Industry Essentials Examination | 29 July 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Richard Alan Fogal
- CRD
- 7161950
- Firm
- Lombard Advisers · CRD 108231
- Office
- 6235 Hamilton Blvd., Ste. 100, Allentown, PA 18106
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Fogal work?
Richard Fogal is an investment adviser representative registered through Lombard Advisers Incorporated since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Richard Fogal a financial advisor?
Yes. Richard Fogal has a current investment-adviser registration in Pennsylvania, through Lombard Advisers since April 2023.
How many years of experience does Richard Fogal have?
Richard Fogal has 7 years in the financial industry, since August 2019, across 2 adviser firms.
What exams has Richard Fogal passed?
Richard Fogal has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in July 2019.
Where is Richard Fogal based?
Richard Fogal’s registered office is in Allentown, PA.
Is Richard Fogal registered with FINRA?
Yes. Richard Fogal has a current broker registration, under CRD 7161950.
Source: FINRA BrokerCheck
How can I verify Richard Fogal’s record?
Search CRD 7161950 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Fogal’s full registration record.