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Richard Ertel

Director, Chief Counsel and Secretary at U.S. Bancorp Asset Management

Officer recordForm ADV filed 28 August 2026

Richard Ertel is Director, Chief Counsel and Secretary of U.S. Bancorp Asset Management, Inc., a Minneapolis investment adviser.

Career

Richard Ertel has been Director, Chief Counsel and Secretary of U.S. Bancorp Asset Management since January 2011. Richard Ertel is a control person of the firm and directly owns under 5% of it.

U.S. Bancorp Asset Management, Inc. is a Minneapolis, MN firm with $427B under management, 881 clients and 62 advisers across 51 offices, as of its August 2026 filing.

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Richard Ertel is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Richard Ertel
CRD
2656477
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Ertel work?

Richard Ertel has been Director, Chief Counsel and Secretary of U.S. Bancorp Asset Management, Inc. since January 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 August 2026

Leadership at U.S. Bancorp Asset Management

Sources

  1. IAPD individual lookup, CRD 2656477. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of U.S. Bancorp Asset Management, Inc., filed 28 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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