Richard Capannola has been an investment adviser representative at Northeast Planning Associates since June 2012, and is not listed among the firm’s executive officers or direct owners. Richard Capannola holds an MBA from the University of South Carolina and a Bachelor of Science in Industrial Engineering from Rensselaer Polytechnic Institute.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Richard Capannola is a Financial Planner and an associate of Northeast Planning Associates, Inc., based in Westfield, MA. He began working with clients in 2006 after a 25 year career in operations and manufacturing management that culminated in a position as Vice President of Manufacturing with a major consumer products company. His experience includes retirement planning, wealth management, estate planning, tax management, education planning and qualified plans.
Richard Capannola’s longest registration is the current one, 14 years at LPL Financial LLC since 2012. Before joining Northeast Planning Associates in 2012, Richard Capannola was registered through Edward Jones.
- – present · 14 yearsWestfield, MA · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 14 yearsWestfield, MA · Adviser representative · Firm CRD 6413
- Edward Jones– · 5 yearsWestfield, MA · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Richard Capannola is registered as an investment adviser representative in Massachusetts, since April 2012.
- MassachusettsSince 24 April 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 September 2006 |
| Series 7 | General Securities Representative Examination | 11 September 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Domenick Capannola
- CRD
- 5183335
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 37 BROAD STREET, Westfield, MA 01805
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- capannola.com
Where does Richard Capannola work?
Richard Capannola is an investment adviser representative registered through Northeast Planning Associates, Inc. since June 2012, and is not listed among the firm’s executive officers or direct owners.
Is Richard Capannola a financial advisor?
Yes. Richard Capannola has a current investment-adviser registration in Massachusetts, through Northeast Planning Associates since June 2012.
How many years of experience does Richard Capannola have?
Richard Capannola has 20 years in the financial industry, since September 2006, across 3 adviser firms.
What exams has Richard Capannola passed?
Richard Capannola has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2006. FINRA credited Richard Capannola with the SIE, which began in October 2018.
Where did Richard Capannola work before Northeast Planning Associates?
Before Northeast Planning Associates, Richard Capannola was registered through Edward Jones, October 2006 to April 2012.
Where is Richard Capannola based?
Richard Capannola’s registered office is in Westfield, MA.
Is Richard Capannola registered with FINRA?
Yes. Richard Capannola has a current broker registration, under CRD 5183335.
Source: FINRA BrokerCheck
How can I verify Richard Capannola’s record?
Search CRD 5183335 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Capannola’s full registration record.
