Richard Berse has been President and Chief Compliance Officer of Northstar Financial Advisors since August 1993, is a control person of the firm and directly owns 75% or more of it. Richard Berse holds a Bachelor of Science from Lehigh University.
Northstar Financial Advisors, Inc. is a firm with $195M under management, 135 clients and 1 adviser in one office, as of its January 2026 filing.
Richard E Berse is CEO of Northstar Financial Advisors, Inc., based in Highland Beach, Florida. He has been advising high net worth individuals, families, retirement plans, trusts and estates for over 22 years, and has been practicing in the field of public accounting for over 39 years.
- – present · 23 yearsNorth Caldwell, NJ · Adviser representative · Firm CRD 124194
Professional designations
Listed by Northstar Financial Advisors
- CPA
Investment adviser representative registrations
Richard Berse is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2003; the most recent is Florida, in April 2018.
- FloridaSince 11 April 2018
- New JerseySince 6 May 2003
- TexasResidentSince 7 April 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 November 2023 |
| Series 2 | Non-Member General Securities Examination | 13 September 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Non-Member General Securities Examination
- Full name
- Richard E Berse
- CRD
- 2542568
- Firm
- Northstar Financial Advisors · CRD 124194
- Role
- President and Chief Compliance Officer
- Office
- North Caldwell, NJ
- Registration
- Investment adviser registration
- In the industry since
- May 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- nfai.com
Where does Richard Berse work?
Richard Berse has been President and Chief Compliance Officer of Northstar Financial Advisors, Inc. since August 1993, and is a control person of the firm.
Is Richard Berse a financial advisor?
Yes. Richard Berse has a current investment-adviser registration in Florida, New Jersey and Texas, through Northstar Financial Advisors since May 2003.
How many years of experience does Richard Berse have?
Richard Berse has 23 years in the financial industry, since May 2003, across 1 adviser firm.
What exams has Richard Berse passed?
Richard Berse has passed 2 licensing exams: the Series 2 and Series 65. The earliest, the Series 2, was passed in September 1994.
Where is Richard Berse based?
Richard Berse’s registered office is in North Caldwell, NJ.
Is Richard Berse registered with FINRA?
No. Richard Berse has no current broker registration.
How can I verify Richard Berse’s record?
Search CRD 2542568 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Berse’s full registration record.