Richard Bach has been an investment adviser representative at Dash Acquisitions since August 2025, and is not listed among the firm’s executive officers or direct owners.
Dash Acquisitions Inc. is a Plano, TX firm with $682M under management, 433 clients and 7 advisers in one office, as of its September 2026 filing.
Richard Bach’s longest registration was 2 years at Empower Advisory Group, LLC (2023–2025). Before joining Dash Acquisitions in 2025, Richard Bach was registered through Empower Advisory Group, LLC and Personal Capital Advisors Corporation.
- Empower Advisory Group, LLC– · 2 yearsAustin, TX · Adviser representative · Firm CRD 112058
- Personal Capital Advisors Corporation– · under a yearCentennial, CO · Adviser representative · Firm CRD 155172
Investment adviser representative registrations
Richard Bach is registered as an investment adviser representative in Texas, since August 2025.
- TexasSince 19 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 23 November 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 July 2022 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Wayne Bach
- CRD
- 7553870
- Firm
- Dash Acquisitions · CRD 135281
- Registration
- Investment adviser registration
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Bach work?
Richard Bach is an investment adviser representative registered through Dash Acquisitions Inc. since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Bach a financial advisor?
Yes. Richard Bach has a current investment-adviser registration in Texas, through Dash Acquisitions since August 2025.
How many years of experience does Richard Bach have?
Richard Bach has 4 years in the financial industry, since August 2022, across 3 adviser firms.
What exams has Richard Bach passed?
Richard Bach has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in July 2022.
Where did Richard Bach work before Dash Acquisitions?
Before Dash Acquisitions, Richard Bach was registered through Empower Advisory Group, LLC, April 2023 to July 2025; Personal Capital Advisors Corporation, July 2022 to April 2023.
Is Richard Bach registered with FINRA?
No. Richard Bach has no current broker registration.
How can I verify Richard Bach’s record?
Search CRD 7553870 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Bach’s full registration record.
