Richard Alt has been Chief Executive Officer/Principal of Carnegie Capital Asset Management since April 2009, is a control person of the firm and directly owns under 5% of it. Richard Alt studied at the University of Dayton.
Carnegie Capital Asset Management, LLC is a Pepper Pike, OH firm with $7.51B under management, 3,281 clients and 39 advisers across 11 offices, as of its July 2026 filing.
Richard Alt is Principal and Chief Executive Officer of Carnegie Investment Counsel, based in Cleveland. He has served as Chief Executive Officer since 2009 and chairs the Investment Committee. Prior to Carnegie, he held investment roles at Roulston & Company and Greenleaf Capital Management in Cleveland.
Richard Alt’s longest registration is the current one, 15 years at Carnegie Capital Asset Management since 2010. Before joining Carnegie Capital Asset Management in 2010, Richard Alt was registered through Carnegie Capital Asset Management Company and Greenleaf Capital Management Corp.
- Carnegie Investment CounselCurrent– present · 15 yearsFort Meyers, FL · Adviser representative · Firm CRD 150488
- Carnegie Capital Asset Management Company– · under a yearCleveland, OH · Adviser representative · Firm CRD 106431
- Greenleaf Capital Management Corp.– · 3 yearsShaker Heights, OH · Adviser representative · Firm CRD 105177
- Fisher Investments,inc.– · under a yearCleveland Heights, OH · Adviser representative · Firm CRD 107342
- Hubbard & Associates– · 6 yearsAshtabula, OH · Adviser representative · Firm CRD 120182
Investment adviser representative registrations
Richard Alt is registered as an investment adviser representative in 2 states. The first approvals date from December 2010; the most recent is Florida, in December 2023.
- FloridaSince 22 December 2023
- OhioSince 3 December 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2000 |
| Series 7 | General Securities Representative Examination | 22 December 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 December 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 June 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Lee Alt
- CRD
- 1381648
- Firm
- Carnegie Capital Asset Management · CRD 150488
- Role
- Chief Executive Officer/Principal
- Office
- 6830 Porto Fino Circle, #1, Fort Meyers, FL 33912
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- carnegieinvest.com
Where does Richard Alt work?
Richard Alt has been Chief Executive Officer/Principal of Carnegie Capital Asset Management, LLC since April 2009, and is a control person of the firm.
Is Richard Alt a financial advisor?
Yes. Richard Alt has a current investment-adviser registration in Florida and Ohio, through Carnegie Capital Asset Management since December 2010.
How many years of experience does Richard Alt have?
Richard Alt has 24 years in the financial industry, since July 2002, across 5 adviser firms.
What exams has Richard Alt passed?
Richard Alt has passed 5 licensing exams: the Series 6, Series 26, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in June 1985.
Where did Richard Alt work before Carnegie Capital Asset Management?
Before Carnegie Capital Asset Management, Richard Alt was registered through Carnegie Capital Asset Management Company (CRD 106431), September 2008 to June 2009; Greenleaf Capital Management Corp., October 2004 to March 2008; Fisher Investments,inc., February 2003 to December 2003; Hubbard & Associates, July 2000 to December 2006.
Where is Richard Alt based?
Richard Alt’s registered office is in Fort Meyers, FL.
Is Richard Alt registered with FINRA?
No. Richard Alt has no current broker registration.
How can I verify Richard Alt’s record?
Search CRD 1381648 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Alt’s full registration record.
Gary WagnerPresident/Principal
Joseph SpidalieriChief Operating Officer- Ann Shigemura-HildebrandChief Compliance Officer
Benjamin ConnardPrincipal, Director, Portfolio Manager
John KnoxPrincipal, Director
Michael OliverPrincipal, Director, Portfolio Manager
David TillsonPrincipal, Director, Portfolio Manager