Michael Oliver has been Principal, Director, Portfolio Manager of Carnegie Capital Asset Management since February 2025, is not listed as a control person, but directly owns under 5% of the firm. Michael Oliver holds a B.S. in Economics from the University of Wisconsin and an MBA from The Tepper School of Business, Carnegie Mellon University.
Carnegie Capital Asset Management, LLC is a Pepper Pike, OH firm with $7.51B under management, 3,281 clients and 39 advisers across 11 offices, as of its July 2026 filing.
Michael Oliver is Principal, Director and Portfolio Manager of Carnegie Investment Counsel, based in Stamford. He works closely with clients to develop and implement personalized investment strategies aligned with their cash flow needs and long-term growth objectives. Before joining Carnegie, he was Senior Wealth Manager at BNY Mellon Wealth Management, Vice President and Senior Investment Analyst at Lazard Wealth Management, and Vice President and Research Associate at U.S. Trust.
Michael Oliver’s longest registration was 2 years at Deloitte Investment Advisors LLC (2007–2010). Before joining Carnegie Capital Asset Management in 2025, Michael Oliver was registered through Lazard Wealth Management and Deloitte Investment Advisors LLC.
- Carnegie Investment CounselCurrent– present · 1 yearStamford, CT · Adviser representative · Firm CRD 150488
- Lazard Wealth Management– · under a yearNew York, NY · Adviser representative · Firm CRD 151032
- Deloitte Investment Advisors LLC– · 2 yearsCincinnati, OH · Adviser representative · Firm CRD 104593
Professional designations
Listed by Carnegie Capital Asset Management
- CFA
Investment adviser representative registrations
Michael Oliver is registered as an investment adviser representative in Connecticut, since February 2025.
- ConnecticutSince 4 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 January 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 January 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Benjamin Oliver
- CRD
- 4315680
- Firm
- Carnegie Capital Asset Management · CRD 150488
- Role
- Principal, Director, Portfolio Manager
- Office
- 4 High Ridge Park, 3rd Floor, Stamford, CT 06905
- Registration
- Investment adviser registration
- In the industry since
- July 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- carnegieinvest.com
Where does Michael Oliver work?
Michael Oliver has been Principal, Director, Portfolio Manager of Carnegie Capital Asset Management, LLC since February 2025.
Is Michael Oliver a financial advisor?
Yes. Michael Oliver has a current investment-adviser registration in Connecticut, through Carnegie Capital Asset Management since February 2025.
How many years of experience does Michael Oliver have?
Michael Oliver has 5 years in the financial industry, since July 2021, across 3 adviser firms.
What exams has Michael Oliver passed?
Michael Oliver has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2001.
Where did Michael Oliver work before Carnegie Capital Asset Management?
Before Carnegie Capital Asset Management, Michael Oliver was registered through Lazard Wealth Management, May 2012 to February 2013; Deloitte Investment Advisors LLC, October 2007 to July 2010.
Where is Michael Oliver based?
Michael Oliver’s registered office is in Stamford, CT.
Is Michael Oliver registered with FINRA?
No. Michael Oliver has no current broker registration.
Is Michael Oliver a CFA charterholder?
Carnegie Capital Asset Management lists Michael Oliver with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Michael Oliver’s record?
Search CRD 4315680 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Oliver’s full registration record.
