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Richa Gulati

Chief Compliance Officer at Ares Management

Officer recordForm ADV filed 26 August 2026

Richa Gulati is Chief Compliance Officer of Ares Management LLC, a Los Angeles investment adviser.

Career

Richa Gulati has been Chief Compliance Officer of Ares Management since March 2025. Richa Gulati is a control person of the firm and directly owns under 5% of it. Richa Gulati holds a BA in Plan II Studies from the University of Texas at Austin and a JD from Harvard Law School.

Ares Management LLC is a Los Angeles, CA firm with $459B under management, 702 clients and 1,550 advisers across 68 offices, as of its August 2026 filing.

Ares identifies Richa Gulati as a partner and Chief Compliance and Regulatory Officer and as Chief Compliance Officer of Ares Management LLC.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Richa Gulati is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Richa Gulati
CRD
5502357
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richa Gulati work?

Richa Gulati has been Chief Compliance Officer of Ares Management LLC since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 August 2026

Leadership at Ares Management

Sources

  1. IAPD individual lookup, CRD 5502357. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Ares Management LLC, filed 26 August 2026. Title, control and ownership bands.
  3. Official firm biography. Biography, education.

Retrieved 18 October 2026. The SEC record may have been amended since.

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