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Regina Gonzales

Senior Manager, Client Experience at Farther

Officer named in the firm’s Form ADV

Role as filed on 24 August 2026; public records checked on 17 September 2026.

Regina Gonzales is named as senior manager, client experience in Farther Finance Advisors, LLC’s Form ADV. This profile reports the filed role and ownership band. Individual registration and examination information is unavailable for this profile.

Role at Farther#

Title on Schedule A
Senior Manager, Client Experience
Control
Schedule A does not report this person as a control person of the adviser.
Ownership
Schedule A reports the under-5% ownership band (NA).
Tenure
Role reported since 02/2026.

The firm

Farther Finance Advisors, LLC$16.01B regulatory AUM · 252 advisory staff · 340 officesFirm profile

Title and ownership as reported on Schedules A and B of the firm's Form ADV. Ownership percentages are the SEC's reporting bands, not exact figures. View Schedule A in the filing

Career on record#

The firm's Form ADV Schedule A names this officer. The SEC IAPD individual lookup for CRD 2198149 did not return a public individual record when checked on 17 September 2026. This officer profile does not infer individual registration, examination, employment, office, or disclosure information from the firm filing.

The officer listing does not establish an individual registration history. View the IAPD record

Registrations and exams#

An officer title or CRD number on Form ADV does not establish current investment adviser representative registration. No registration or examination counts are inferred from limited or unavailable individual adviser information.

Individual adviser registrations and examinations are not presented in this officer profile. View the IAPD record

Regulatory record#

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one.

Where to check this individual's complete record, including any disciplinary history. View the IAPD record

Background#

Schedule A reports Regina Gonzales as Senior Manager, Client Experience, with the role acquired in 02/2026. Form ADV Part 1A, Schedule A

Background statements are attributed to the named source. Firm biographies are not regulatory records.

Common questions#

What is Regina Gonzales’s role?

Schedule A reports Regina Gonzales as Senior Manager, Client Experience, with the role acquired in 02/2026.

Source: Form ADV Part 1A, Schedule A

Why does this profile not list registrations or exams?

The SEC IAPD public individual record did not show an active investment-adviser employment when checked on 17 September 2026. This profile therefore states only the officer role filed by the firm.

Source: SEC IAPD individual lookup; Form ADV Part 1A, Schedule A

Answered from the records above.

Leadership at Farther#

The other officers and owners named on the firm's Schedule A.

Sources

  1. IAPD individual lookup, CRD 2198149. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Farther Finance Advisors, LLC, filed 24 August 2026. Title, control and ownership bands.

Retrieved 17 September 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth and Simple Money Advisors LLC are not affiliated with Regina Gonzales or Farther Finance Advisors, LLC and make no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

Niva Wealth is not a registered investment adviser. This page is not investment, tax, or legal advice and is not an offer of advisory services. Verify this individual's current record at adviserinfo.sec.gov and the firm's at its IAPD record before engaging an adviser.