Career
Rebecca Nichols has been Director of Abrdn since June 2024. Rebecca Nichols is a control person of the firm and directly owns under 5% of it.
Abrdn Inc. is a Philadelphia, PA firm with $41.5B under management, 166 clients and 55 advisers across 3 offices, as of its March 2026 filing.
No adviser firm registrations are on Rebecca Nichols’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 30 | NFA Branch Manager Examination | 8 April 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 2015 |
| Series 7 | General Securities Representative Examination | 18 December 2014 |
| Series 3 | National Commodity Futures Examination | 2 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- NFA Branch Manager Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- Rebecca Suzanne Nichols
- CRD
- 6392502
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Rebecca Nichols work?
Rebecca Nichols has been Director of Abrdn Inc. since June 2024, and is a control person of the firm.
Does Rebecca Nichols have a current investment-adviser registration?
Rebecca Nichols has a current broker registration and no current investment-adviser registration.
What exams has Rebecca Nichols passed?
Rebecca Nichols has passed 4 licensing exams: the Series 3, Series 7, Series 63 and Series 30. The earliest, the Series 3, was passed in October 2014. FINRA credited Rebecca Nichols with the SIE, which began in October 2018.