Rebecca Beckett has been an investment adviser representative at Herbert J. Sims Capital Management since February 2020, and is not listed among the firm’s executive officers or direct owners. Rebecca Beckett holds an Associate of Arts and Sciences in History from Ocean County College and a Bachelor of Science in Economics from St. Mary's College of Maryland.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Rebecca Beckett is Financial Advisor of HJ Sims, based in Boca Raton, FL. She began her career in financial services in 2007 and joined HJ Sims in January 2020. She works with individuals and families preparing for retirement, going through significant life changes and considering their legacy, and where appropriate works with clients' estate planning attorneys and CPAs.
Rebecca Beckett’s longest registration is the current one, 6 years at Herbert J. Sims Capital Management since 2020. Before joining Herbert J. Sims Capital Management in 2020, Rebecca Beckett was registered through Oppenheimer & Co. Inc.
- – present · 6 yearsPort St. Luci, FL · Adviser representative · Firm CRD 134510
- Oppenheimer & Co. Inc.– · 3 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 249
Professional designations
Listed by Herbert J. Sims Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Divorce Financial Analyst® (CDFA®)
Investment adviser representative registrations
Rebecca Beckett is registered as an investment adviser representative in 6 states. The first approvals date from February 2020; the most recent is Massachusetts, in July 2023.
- FloridaSince 21 February 2020
- MarylandSince 19 May 2022
- MassachusettsSince 18 July 2023
- New JerseySince 14 June 2023
- New YorkSince 19 May 2022
- North CarolinaSince 20 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 2007 |
| Series 7 | General Securities Representative Examination | 9 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rebecca Louise Beckett
- CRD
- 5417719
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- Port St. Luci, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hjsims.com
Where does Rebecca Beckett work?
Rebecca Beckett is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Rebecca Beckett a financial advisor?
Yes. Rebecca Beckett has a current investment-adviser registration in Florida, Maryland, Massachusetts, New Jersey, New York and North Carolina, through Herbert J. Sims Capital Management since February 2020.
How many years of experience does Rebecca Beckett have?
Rebecca Beckett has 19 years in the financial industry, since October 2007, across 2 adviser firms.
What exams has Rebecca Beckett passed?
Rebecca Beckett has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2007. FINRA credited Rebecca Beckett with the SIE, which began in October 2018.
Where did Rebecca Beckett work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Rebecca Beckett was registered through Oppenheimer & Co. Inc., November 2016 to January 2020.
Where is Rebecca Beckett based?
Rebecca Beckett’s registered office is in Port St. Luci, FL.
Is Rebecca Beckett registered with FINRA?
Yes. Rebecca Beckett has a current broker registration, under CRD 5417719.
Source: FINRA BrokerCheck
Is Rebecca Beckett a CFP?
Herbert J. Sims Capital Management lists Rebecca Beckett with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Rebecca Beckett’s record?
Search CRD 5417719 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Rebecca Beckett’s full registration record.
