Raymond Harrison has been an investment adviser representative at Lombard Advisers since May 2004, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Raymond Harrison’s longest registration is the current one, 22 years at Lombard Advisers since 2004. Before joining Lombard Advisers in 2004, Raymond Harrison was registered through UBS Painewebber Inc.
- UBS Painewebber Inc.– · 7 yearsBethesda, MD · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Raymond Harrison is registered as an investment adviser representative in Maryland, since May 2004.
- MarylandSince 27 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 1988 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Raymond Ballard Harrison
- CRD
- 1792140
- Firm
- Lombard Advisers · CRD 108231
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Raymond Harrison work?
Raymond Harrison is an investment adviser representative registered through Lombard Advisers Incorporated since May 2004, and is not listed among the firm’s executive officers or direct owners.
Is Raymond Harrison a financial advisor?
Yes. Raymond Harrison has a current investment-adviser registration in Maryland, through Lombard Advisers since May 2004.
How many years of experience does Raymond Harrison have?
Raymond Harrison has 37 years in the financial industry, since December 1988, across 2 adviser firms.
What exams has Raymond Harrison passed?
Raymond Harrison has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1988. FINRA credited Raymond Harrison with the SIE, which began in October 2018.
Where did Raymond Harrison work before Lombard Advisers?
Before Lombard Advisers, Raymond Harrison was registered through UBS Painewebber Inc., March 1996 to April 2003.
Is Raymond Harrison registered with FINRA?
Yes. Raymond Harrison has a current broker registration, under CRD 1792140.
Source: FINRA BrokerCheck
How can I verify Raymond Harrison’s record?
Search CRD 1792140 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Raymond Harrison’s full registration record.