Raymon Brown has been an investment adviser representative at Sterling Wealth Management since July 2012, and is not listed among the firm’s executive officers or direct owners.
Sterling Wealth Management, Inc. is a Champaign, IL firm with $495M under management, 240 clients and 7 advisers in one office, as of its March 2026 filing.
Raymon Brown’s longest registration is the current one, 14 years at Sterling Wealth Management since 2012. Before joining Sterling Wealth Management in 2012, Raymon Brown was registered through LPL Financial LLC and Mutual Service Corporation.
- – present · 14 yearsAdviser representative · Firm CRD 131304
- LPL Financial LLC– · 3 yearsChampaign, IL · Adviser representative · Firm CRD 6413
- Mutual Service Corporation– · 1 yearChampaign, IL · Adviser representative · Firm CRD 4806
- American General Securities Incorporated– · 6 yearsChampaign, IL · Adviser representative · Firm CRD 13626
Investment adviser representative registrations
Raymon Brown is registered as an investment adviser representative in 2 states. The first approvals date from July 2012; the most recent is Texas, in September 2014.
- IllinoisSince 20 July 2012
- TexasSince 5 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 1999 |
| Series 7 | General Securities Representative Examination | 18 December 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 October 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Raymon Michael Brown
- CRD
- 2403010
- Firm
- Sterling Wealth Management · CRD 131304
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Raymon Brown work?
Raymon Brown is an investment adviser representative registered through Sterling Wealth Management, Inc. since July 2012, and is not listed among the firm’s executive officers or direct owners.
Is Raymon Brown a financial advisor?
Yes. Raymon Brown has a current investment-adviser registration in Illinois and Texas, through Sterling Wealth Management since July 2012.
How many years of experience does Raymon Brown have?
Raymon Brown has 25 years in the financial industry, since September 2001, across 4 adviser firms.
What exams has Raymon Brown passed?
Raymon Brown has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in October 1993.
Where did Raymon Brown work before Sterling Wealth Management?
Before Sterling Wealth Management, Raymon Brown was registered through Mutual Service Corporation, September 2008 to September 2009; American General Securities Incorporated, September 2001 to September 2008.
Is Raymon Brown registered with FINRA?
No. Raymon Brown has no current broker registration.
How can I verify Raymon Brown’s record?
Search CRD 2403010 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Raymon Brown’s full registration record.