Randy Siegel has been Chief Operating Officer & Chief Compliance Officer of Aletheian Wealth Advisors since May 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Aletheian Wealth Advisors LLC is a Bellevue, WA firm with $413M under management, 137 clients and 5 advisers across 3 offices, as of its February 2026 filing.
R.T. Siegel is Chief Operating Officer and Founding Partner of Aletheian Wealth Advisors LLC, a multi-family office. For the past 20+ years, his focus has been client relationships centered on trust and estate designs, including multi-generational needs, family governance, tax mitigation, asset transfer techniques and charitable intent. His experience also includes extensive portfolio design and management.
Randy Siegel’s longest registration was 7 years at Citigroup Global Markets Inc. (2001–2009). Before joining Aletheian Wealth Advisors in 2019, Randy Siegel was registered through Cornerstone Advisors Inc and Ameriprise Financial Services, Inc.
- – present · 7 yearsPrescott, AZ · Adviser representative · Firm CRD 304623
- Cornerstone Advisors Inc– · under a yearBellevue, WA · Adviser representative · Firm CRD 110908
- Ameriprise Financial Services, Inc.– · 4 yearsBellevue, WA · Adviser representative · Firm CRD 6363
- Ameriprise Advisor Services, Inc.– · under a yearBellevue, WA · Adviser representative · Firm CRD 5979
- Citigroup Global Markets Inc.– · 7 yearsBellevue, WA · Adviser representative · Firm CRD 7059
Professional designations
Listed by Aletheian Wealth Advisors
- Certified Trust & Fiduciary Advisor (CTFA)
- Certified Investment Management Analyst® (CIMA®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Randy Siegel is registered as an investment adviser representative in 2 states. The first approvals date from August 2019; the most recent is Arizona, in January 2025.
- ArizonaSince 22 January 2025
- WashingtonSince 9 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 17 August 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2001 |
| Series 7 | General Securities Representative Examination | 25 January 2001 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Randy T Siegel
- CRD
- 4320650
- Firm
- Aletheian Wealth Advisors · CRD 304623
- Role
- Chief Operating Officer & Chief Compliance Officer
- Office
- Prescott, AZ
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aletheianadvisors.com
Where does Randy Siegel work?
Randy Siegel has been Chief Operating Officer & Chief Compliance Officer of Aletheian Wealth Advisors LLC since May 2019, and is a control person of the firm.
Is Randy Siegel a financial advisor?
Yes. Randy Siegel has a current investment-adviser registration in Arizona and Washington, through Aletheian Wealth Advisors since August 2019.
How many years of experience does Randy Siegel have?
Randy Siegel has 20 years in the financial industry, since May 2006, across 5 adviser firms.
What exams has Randy Siegel passed?
Randy Siegel has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in January 2001.
Where did Randy Siegel work before Aletheian Wealth Advisors?
Before Aletheian Wealth Advisors, Randy Siegel was registered through Cornerstone Advisors Inc, October 2018 to May 2019; Ameriprise Financial Services, Inc., October 2009 to May 2014; Ameriprise Advisor Services, Inc., March 2009 to October 2009; Citigroup Global Markets Inc., September 2001 to April 2009.
Where is Randy Siegel based?
Randy Siegel’s registered office is in Prescott, AZ.
Is Randy Siegel registered with FINRA?
No. Randy Siegel has no current broker registration.
Is Randy Siegel a CFP?
Aletheian Wealth Advisors lists Randy Siegel with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Randy Siegel’s record?
Search CRD 4320650 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Siegel’s full registration record.
