Career
Randolph Brown has been CIO, Sun Life, Manager, Board of Managers of Sun Life Capital Management (U.S.) since February 2016. Randolph Brown is a control person of the firm and directly owns under 5% of it.
Sun Life Capital Management (U.S.) LLC is a Wellesley Hills, MA firm with $76.4B under management, 280 clients and 108 advisers across 5 offices, as of its March 2026 filing.
No adviser firm registrations are on Randolph Brown’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 25 November 2008 |
| Series 24 | General Securities Principal Examination | 26 August 2008 |
| Series 3 | National Commodity Futures Examination | 19 January 1987 |
| Series 7 | General Securities Representative Examination | 18 October 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Randolph Brill Brown
- CRD
- 1399450
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Randolph Brown work?
Randolph Brown has been CIO, Sun Life, Manager, Board of Managers of Sun Life Capital Management (U.S.) LLC since February 2016, and is a control person of the firm.
Does Randolph Brown have a current investment-adviser registration?
Randolph Brown has a current broker registration and no current investment-adviser registration.
What exams has Randolph Brown passed?
Randolph Brown has passed 4 licensing exams: the Series 7, Series 3, Series 24 and Series 63. The earliest, the Series 7, was passed in October 1986. FINRA credited Randolph Brown with the SIE, which began in October 2018.