Randi Leese has been an investment adviser representative at Thrive Capital Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
- – present · 2 yearsFort Washington, PA · Adviser representative · Firm CRD 281347
Investment adviser representative registrations
Randi Leese is registered as an investment adviser representative in 2 states. The first approvals date from March 2024; the most recent is New Jersey, in March 2026.
- New JerseySince 24 March 2026
- PennsylvaniaSince 28 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 May 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 March 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randi Hillary Leese
- CRD
- 4552295
- Firm
- Thrive Capital Management · CRD 281347
- Office
- 500 W OFFICE CENTER DRIVE, SUITE 300, Fort Washington, PA 19034
- Registration
- Investment adviser registration
- In the industry since
- August 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Randi Leese work?
Randi Leese is an investment adviser representative registered through Thrive Capital Management, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randi Leese a financial advisor?
Yes. Randi Leese has a current investment-adviser registration in New Jersey and Pennsylvania, through Thrive Capital Management since March 2024.
How many years of experience does Randi Leese have?
Randi Leese has 17 years in the financial industry, since August 2009, across 1 adviser firm.
What exams has Randi Leese passed?
Randi Leese has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2003. FINRA credited Randi Leese with the SIE, which began in October 2018.
Where is Randi Leese based?
Randi Leese’s registered office is in Fort Washington, PA.
Is Randi Leese registered with FINRA?
No. Randi Leese has no current broker registration.
How can I verify Randi Leese’s record?
Search CRD 4552295 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randi Leese’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner