Ralph Profeta has been an investment adviser representative at Darwin Wealth Management since November 2022, and is not listed among the firm’s executive officers or direct owners.
Darwin Wealth Management, LLC is a Tampa, FL firm with $614M under management, 835 clients and 6 advisers across 3 offices, as of its July 2026 filing.
- Darwin Wealth ManagementCurrent– present · 3 yearsTampa, FL · Adviser representative · Firm CRD 166585
Investment adviser representative registrations
Ralph Profeta is registered as an investment adviser representative in Florida, since November 2022.
- FloridaSince 30 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 November 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 7 January 2017 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 7 September 2016 |
| Series 7 | General Securities Representative Examination | 22 September 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 4210157
- Firm
- Darwin Wealth Management · CRD 166585
- Office
- 4601 W NORTH A STREET, Tampa, FL 33609-1909
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Ralph Profeta work?
Ralph Profeta is an investment adviser representative registered through Darwin Wealth Management, LLC since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is Ralph Profeta a financial advisor?
Yes. Ralph Profeta has a current investment-adviser registration in Florida, through Darwin Wealth Management since November 2022.
How many years of experience does Ralph Profeta have?
Ralph Profeta has 21 years in the financial industry, since January 2005, across 1 adviser firm.
What exams has Ralph Profeta passed?
Ralph Profeta has passed 4 licensing exams: the Series 7, Series 26, Series 63 and Series 66. The earliest, the Series 7, was passed in September 2003. FINRA credited Ralph Profeta with the SIE, which began in October 2018.
Where is Ralph Profeta based?
Ralph Profeta’s registered office is in Tampa, FL.
Is Ralph Profeta registered with FINRA?
No. Ralph Profeta has no current broker registration.
How can I verify Ralph Profeta’s record?
Search CRD 4210157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ralph Profeta’s full registration record.