Michael Sorrentino has been Managing Partner/Chief Compliance Officer of Darwin Wealth Management since September 2023, is a control person of the firm and directly owns under 5% of it.
Darwin Wealth Management, LLC is a Tampa, FL firm with $614M under management, 835 clients and 6 advisers across 3 offices, as of its July 2026 filing.
Michael Sorrentino’s longest registration is the current one, 6 years at Darwin Wealth Management since 2020. Before joining Darwin Wealth Management in 2020, Michael Sorrentino was registered through Truadvice LLC and Global Financial Private Capital, LLC.
- Innovation Partners LLCAlso current– present · 1 yearDenver, CO · Adviser representative and broker · Firm CRD 146344
- Farther– · under a yearDenver, CO · Adviser representative · Firm CRD 302050
- Darwin Asset Management, LLC– · 1 yearDenver, CO · Adviser representative · Firm CRD 310174
- Darwin Wealth ManagementCurrent– present · 6 yearsDenver, CO · Adviser representative · Firm CRD 166585
- Truadvice LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 292482
- Global Financial Private Capital, LLC– · 2 yearsNew York, NY · Adviser representative · Firm CRD 132070
- Aviance Capital Management, LLC– · 3 yearsNew York, NY · Adviser representative · Firm CRD 142367
Investment adviser representative registrations
Michael Sorrentino is registered as an investment adviser representative in 4 states. The first approvals date from March 2020; the most recent is Texas, in November 2025.
- CaliforniaSince 31 March 2020
- ColoradoSince 28 June 2021
- FloridaSince 28 April 2020
- TexasSince 3 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 11 June 2025 |
| Series 7TO | General Securities Representative Examination | 11 June 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2025 |
| SIE | Securities Industry Essentials Examination | 13 May 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 June 2013 |
| Series 7 | General Securities Representative Examination | 25 November 2008 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Thomas Sorrentino
- CRD
- 5584612
- Firm
- Darwin Wealth Management · CRD 166585
- Role
- Managing Partner/Chief Compliance Officer
- Office
- Denver, CO
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Sorrentino work?
Michael Sorrentino has been Managing Partner/Chief Compliance Officer of Darwin Wealth Management, LLC since September 2023, and is a control person of the firm.
Is Michael Sorrentino a financial advisor?
Yes. Michael Sorrentino has a current investment-adviser registration in California, Colorado, Florida and Texas, through Darwin Wealth Management since March 2020.
How many years of experience does Michael Sorrentino have?
Michael Sorrentino has 16 years in the financial industry, since October 2010, across 7 adviser firms.
What exams has Michael Sorrentino passed?
Michael Sorrentino has passed 6 licensing exams: the Series 7, Series 65, SIE, Series 63, Series 6TO and Series 7TO. The earliest, the Series 7, was passed in November 2008.
Where did Michael Sorrentino work before Darwin Wealth Management?
Before Darwin Wealth Management, Michael Sorrentino was registered through Truadvice LLC, September 2018 to March 2019; Global Financial Private Capital, LLC, November 2015 to March 2018; Aviance Capital Management, LLC, June 2013 to December 2016.
Where is Michael Sorrentino based?
Michael Sorrentino’s registered office is in Denver, CO.
Is Michael Sorrentino registered with FINRA?
Yes. Michael Sorrentino has a current broker registration, under CRD 5584612.
Source: FINRA BrokerCheck
How can I verify Michael Sorrentino’s record?
Search CRD 5584612 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Sorrentino’s full registration record.