Ralph Hicks has been Managing Member of Oakmont Advisory Group since October 2011, is a control person of the firm and directly owns between 50% and 75% of it.
Oakmont Advisory Group, LLC is an Albuquerque, NM firm with $150M under management, 476 clients and 3 advisers in one office, as of its May 2026 filing.
- Oakmont Advisory Group, LLCCurrent– present · 14 yearsAlbuquerque, NM · Adviser representative · Firm CRD 158890
Investment adviser representative registrations
Ralph Hicks is registered as an investment adviser representative in New Mexico, since November 2011.
- New MexicoSince 3 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 11 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 September 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 January 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 August 1986 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ralph William Hicks
- CRD
- 1500855
- Firm
- Oakmont Advisory Group · CRD 158890
- Role
- Managing Member
- Office
- 2001 CARLISLE BLVD NE, SUITE D, Albuquerque, NM 87110-4939
- Registration
- Investment adviser registration
- In the industry since
- July 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Ralph Hicks work?
Ralph Hicks has been Managing Member of Oakmont Advisory Group, LLC since October 2011, and is a control person of the firm.
Is Ralph Hicks a financial advisor?
Yes. Ralph Hicks has a current investment-adviser registration in New Mexico, through Oakmont Advisory Group since November 2011.
How many years of experience does Ralph Hicks have?
Ralph Hicks has 38 years in the financial industry, since July 1988, across 1 adviser firm.
What exams has Ralph Hicks passed?
Ralph Hicks has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in August 1986.
Where is Ralph Hicks based?
Ralph Hicks’ registered office is in Albuquerque, NM.
Is Ralph Hicks registered with FINRA?
No. Ralph Hicks has no current broker registration.
How can I verify Ralph Hicks’ record?
Search CRD 1500855 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ralph Hicks’ full registration record.