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David Hicks

Partner & Chief Compliance Officer at Oakmont Advisory Group in Albuquerque, NM

Investment adviser registrationUpdated

David Hicks is Partner & Chief Compliance Officer of Oakmont Advisory Group, LLC, an investment adviser managing $150M, and works from its Albuquerque, NM office. David Hicks has been registered as an investment adviser representative through Oakmont Advisory Group since 22 January 2013, has 13 years in the industry across 1 firm and has passed the Series 65.

13
Years in industry
13
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

David Hicks has been Partner & Chief Compliance Officer of Oakmont Advisory Group since January 2020, is a control person of the firm and directly owns between 50% and 75% of it.

Oakmont Advisory Group, LLC is an Albuquerque, NM firm with $150M under management, 476 clients and 3 advisers in one office, as of its May 2026 filing.

  1. Oakmont Advisory Group, LLCCurrent
    – present · 13 years
    Albuquerque, NM · Adviser representative · Firm CRD 158890

Credentials and registrations

Investment adviser representative registrations

David Hicks is registered as an investment adviser representative in New Mexico, since January 2013.

  • New MexicoSince 22 January 2013

Examinations

Series 6516 January 2013
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
David Bradford Hicks
CRD
6156912
Firm
Oakmont Advisory Group · CRD 158890
Role
Partner & Chief Compliance Officer
Office
2001 CARLISLE BLVD NE, SUITE D, Albuquerque, NM 87110-4939
Registration
Investment adviser registration
In the industry since
January 2013
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does David Hicks work?

David Hicks has been Partner & Chief Compliance Officer of Oakmont Advisory Group, LLC since January 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 May 2026

Is David Hicks a financial advisor?

Yes. David Hicks has a current investment-adviser registration in New Mexico, through Oakmont Advisory Group since January 2013.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does David Hicks have?

David Hicks has 13 years in the financial industry, since January 2013, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has David Hicks passed?

David Hicks passed the Series 65 in January 2013.

Source: IAPD individual record, checked 22 October 2026

Where is David Hicks based?

David Hicks’ registered office is in Albuquerque, NM.

Source: IAPD individual record, checked 22 October 2026

Is David Hicks registered with FINRA?

No. David Hicks has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify David Hicks’ record?

Search CRD 6156912 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Hicks’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Oakmont Advisory Group

Sources

  1. IAPD individual record, CRD 6156912, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oakmont Advisory Group, LLC, filed 26 May 2026. Title, control and ownership bands.
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