Skip to content

Rajesh Soni

Chief Compliance Officer and Head of Compliance at Troy Asset Management

Officer record from the firm’s Form ADVForm ADV filed 30 July 2026

Rajesh Soni is Chief Compliance Officer and Head of Compliance of Troy Asset Management LTD, a London investment adviser.

Role at Troy Asset Management

Title on Schedule A
Chief Compliance Officer and Head of Compliance
Control
Rajesh Soni is a control person of Troy Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rajesh Soni has held the filed role since May 2023.

The firm

Troy Asset Management LTD
London,

Form ADV filed 30 July 2026

$14.7B AUM26 clients11 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Rajesh Soni is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Rajesh Soni
CRD
7740393
Record basis
Form ADV officer listing
Firm bio
taml.co.uk

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Troy lists Raju Soni as Head of Compliance. Official firm biography

Education

Common questions

Where does Rajesh Soni work?

Rajesh Soni has been Chief Compliance Officer and Head of Compliance of Troy Asset Management LTD since May 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Leadership at Troy Asset Management

Sources

  1. IAPD individual lookup, CRD 7740393. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Troy Asset Management LTD, filed 30 July 2026. Title, control and ownership bands.
  3. Troy Asset Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rajesh Soni or Troy Asset Management LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.