Role at Canterbury Consulting
- Title on Schedule A
- Chief Compliance Officer (cco)
- Control
- Poorvi Parekh is a control person of Canterbury Consulting.
- Ownership
- The filed direct ownership band is 10% to 25%.
- Tenure
- Poorvi Parekh has held the filed role since September 2013.
The firm
Form ADV filed 4 May 2026
Career on record
Poorvi Parekh has been registered through Canterbury Consulting since January 2005.
- Passed Series 7 and Series 24 · 2009
- – present · 22 yearsNewport Beach, CA · Adviser representative · Firm CRD 22875
- Passed Series 65 · 2005
Registrations and exams
Poorvi Parekh has a current investment-adviser registration in California and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 27 January 2005 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2005 |
| Series 24 | General Securities Principal Examination | 24 October 2009 |
| Series 7 | General Securities Representative Examination | 14 August 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Poorvi Rajen Parekh
- CRD
- 4901446
- Registration status
- Investment adviser registration
- Office
- 610 NEWPORT CENTER DRIVE, SUITE 500, Newport Beach, CA 92660-6404
- Firm bio
- canterburyconsulting.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Canterbury identifies Poorvi Parekh as a managing director and chief compliance officer, and says she joined the firm in 1996. Canterbury Consulting official team page
Education
- She earned a BA in economics from the University of Hong Kong and an MBA from Shenandoah University.Canterbury Consulting official team page
Credentials and memberships
- The firm biography identifies her as a CFA charterholder.Canterbury Consulting official team page
Common questions
Where does Poorvi Parekh work?
Poorvi Parekh has been Chief Compliance Officer (cco) of Canterbury Consulting Incorporated since September 2013, and is a control person of the firm.
Is Poorvi Parekh a financial advisor?
Yes. Poorvi Parekh has a current investment-adviser registration in California, through Canterbury Consulting since January 2005, as of 17 October 2026.
How many years of experience does Poorvi Parekh have?
Poorvi Parekh has worked in the financial industry for 21 years as of 17 October 2026, counted from 26 January 2005, across 1 adviser firm.
What exams has Poorvi Parekh passed?
Poorvi Parekh has passed 3 licensing exams: the Series 65, Series 7 and Series 24. The earliest, the Series 65, was passed in January 2005.
Where is Poorvi Parekh based?
Poorvi Parekh’s registered office is in Newport Beach, CA.
Leadership at Canterbury Consulting
Jason LeveyChief Executive Officer
Debashis ChowdhuryPresident
Donald CluckFounding Director
Jerry Dale III MontgomeryManaging Director
Nolan WoodManaging Director
Michael LavenChairman