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Polly Koop

Chief Compliance Officer at Paamco Prisma

Officer record from the firm’s Form ADVForm ADV filed 8 May 2026

Polly Koop is Chief Compliance Officer of Paamco Prisma, LLC, a Newport Beach investment adviser.

Role at Paamco Prisma

Title on Schedule A
Chief Compliance Officer
Control
Polly Koop is a control person of Paamco Prisma.
Ownership
An individual ownership band is not available in the source record.
Tenure
Polly Koop has held the filed role since April 2024.

The firm

Paamco Prisma, LLC
Newport Beach, CA

Form ADV filed 8 May 2026

$14.5B AUM47 clients33 advisers1 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Polly Koop is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Polly Koop
CRD
6177477
Firm
Paamco Prisma, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The firm's official leadership page lists Polly Koop as Chief Compliance Officer. PAAMCO PRISMA, LLC, official leadership page

Common questions

Where does Polly Koop work?

Polly Koop has been Chief Compliance Officer of Paamco Prisma, LLC since April 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 May 2026

Leadership at Paamco Prisma

Sources

  1. IAPD individual lookup, CRD 6177477. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Paamco Prisma, LLC, filed 8 May 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Polly Koop or Paamco Prisma, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.