Phillip Trueblood has been an investment adviser representative at Trueblood Wealth Management since March 2023, and is not listed among the firm’s executive officers or direct owners.
Trueblood Wealth Management, LLC is a Lima, OH firm with $474M under management, 346 clients and 2 advisers in one office, as of its August 2026 filing.
Phillip Trueblood’s longest registration was 10 years at Stifel, Nicolaus & Company, Incorporated (2011–2022). Before joining Trueblood Wealth Management in 2023, Phillip Trueblood was registered through Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC.
- – present · 3 yearsLima, OH · Adviser representative · Firm CRD 321659
- Stifel, Nicolaus & Company, Incorporated– · 10 yearsLima, OH · Adviser representative · Firm CRD 793
- Wells Fargo Advisors, LLC– · 3 yearsLima, OH · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 8 yearsLima, OH · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Phillip Trueblood is registered as an investment adviser representative in Ohio, since March 2023.
- OhioSince 1 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 June 2011 |
| Series 15 | Foreign Currency Options Examination | 1 August 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 March 1984 |
| Series 5 | Interest Rate Options Examination | 20 January 1982 |
| Series 4 | Registered Options Principal Examination | 13 September 1977 |
| PC | AMEX Put and Call Exam | 7 September 1977 |
| Series 40 | Registered Principal Examination | 30 April 1974 |
| Series 12 | NYSE Branch Manager Examination | 16 April 1974 |
| Series 1 | Registered Representative Examination | 13 February 1968 |
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Foreign Currency Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- Registered Options Principal Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Principal Examination
- Name
- NYSE Branch Manager Examination
- Name
- Registered Representative Examination
- Full name
- Phillip Lee Trueblood
- CRD
- 449772
- Firm
- Trueblood Wealth Management · CRD 321659
- Office
- 2651 SHAWNEE RD, Lima, OH 45806
- Registration
- Investment adviser registration
- In the industry since
- October 1968
- Disciplinary history
- Not yet shown here · SEC record
Where does Phillip Trueblood work?
Phillip Trueblood is an investment adviser representative registered through Trueblood Wealth Management, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Phillip Trueblood a financial advisor?
Yes. Phillip Trueblood has a current investment-adviser registration in Ohio, through Trueblood Wealth Management since March 2023.
How many years of experience does Phillip Trueblood have?
Phillip Trueblood has 58 years in the financial industry, since October 1968, across 4 adviser firms.
What exams has Phillip Trueblood passed?
Phillip Trueblood has passed 15 licensing exams: the Series 1, Series 12, Series 40, PC, Series 4, Series 5, Series 63, Series 15, Series 66, Series 24, Series 9, Series 10, Series 53, Series 7TO and Series 52TO. The earliest, the Series 1, was passed in February 1968. FINRA credited Phillip Trueblood with the SIE, which began in October 2018.
Where did Phillip Trueblood work before Trueblood Wealth Management?
Before Trueblood Wealth Management, Phillip Trueblood was registered through Stifel, Nicolaus & Company, Incorporated, July 2011 to July 2022; Wells Fargo Advisors, LLC, January 2008 to July 2011; A. G. Edwards & Sons, Inc., June 1999 to January 2008.
Where is Phillip Trueblood based?
Phillip Trueblood’s registered office is in Lima, OH.
Is Phillip Trueblood registered with FINRA?
No. Phillip Trueblood has no current broker registration.
How can I verify Phillip Trueblood’s record?
Search CRD 449772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Phillip Trueblood’s full registration record.
