Phillip Trueblood has been Chief Compliance Officer of Trueblood Wealth Management since June 2022, is a control person of the firm and directly owns under 5% of it. Phillip Trueblood holds a Bachelor of Business Administration from the University of Toledo and a Master of Business Administration (MBA) from the University of Toledo.
Trueblood Wealth Management, LLC is a Lima, OH firm with $474M under management, 346 clients and 2 advisers in one office, as of its August 2026 filing.
Phillip G. Trueblood is Managing Partner of Trueblood Wealth Management, based in Lima, OH. He began his career in the industry in 2007, when he teamed up with his father at A.G. Edwards & Sons. In 2022 he founded Trueblood Wealth Management, an investment advisory firm.
Phillip Trueblood’s longest registration was 10 years at Stifel, Nicolaus & Company, Incorporated (2011–2022). Before joining Trueblood Wealth Management in 2022, Phillip Trueblood was registered through Stifel, Nicolaus & Company, Incorporated and A. G. Edwards & Sons, Inc.
- – present · 4 yearsLima, OH · Adviser representative · Firm CRD 321659
- Stifel, Nicolaus & Company, Incorporated– · 10 yearsLima, OH · Adviser representative · Firm CRD 793
- A. G. Edwards & Sons, Inc.– · under a yearLima, OH · Adviser representative · Firm CRD 4
- Wells Fargo Advisors, LLC– · 3 yearsLima, OH · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Phillip Trueblood is registered as an investment adviser representative in 2 states. Each was approved in June 2022.
- OhioSince 6 June 2022
- TexasSince 3 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 December 2007 |
| Series 7 | General Securities Representative Examination | 7 December 2007 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Phillip Geoffrey Trueblood
- CRD
- 5434510
- Firm
- Trueblood Wealth Management · CRD 321659
- Role
- Chief Compliance Officer
- Office
- 2651 SHAWNEE RD, Lima, OH 45806
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- truebloodwealth.com
Where does Phillip Trueblood work?
Phillip Trueblood has been Chief Compliance Officer of Trueblood Wealth Management, LLC since June 2022, and is a control person of the firm.
Is Phillip Trueblood a financial advisor?
Yes. Phillip Trueblood has a current investment-adviser registration in Ohio and Texas, through Trueblood Wealth Management since June 2022.
How many years of experience does Phillip Trueblood have?
Phillip Trueblood has 18 years in the financial industry, since December 2007, across 4 adviser firms.
What exams has Phillip Trueblood passed?
Phillip Trueblood has passed 4 licensing exams: the Series 7, Series 66, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in December 2007. FINRA credited Phillip Trueblood with the SIE, which began in October 2018.
Where did Phillip Trueblood work before Trueblood Wealth Management?
Before Trueblood Wealth Management, Phillip Trueblood was registered through Stifel, Nicolaus & Company, Incorporated, July 2011 to May 2022; A. G. Edwards & Sons, Inc., January 2008 to January 2008; Wells Fargo Advisors, LLC, January 2008 to July 2011.
Where is Phillip Trueblood based?
Phillip Trueblood’s registered office is in Lima, OH.
Is Phillip Trueblood registered with FINRA?
No. Phillip Trueblood has no current broker registration.
How can I verify Phillip Trueblood’s record?
Search CRD 5434510 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Phillip Trueblood’s full registration record.