Phillip Curtis has been an investment adviser representative at Northeast Planning Associates since January 2015, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Phillip Curtis’ longest registration is the current one, 11 years at LPL Financial LLC since 2014.
- – present · 11 yearsNewington, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 11 yearsAdviser representative · Firm CRD 6413
Investment adviser representative registrations
Phillip Curtis is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2014; the most recent is Texas, in October 2020.
- New HampshireSince 24 November 2014
- TexasResidentSince 20 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 November 2014 |
| Series 7 | General Securities Representative Examination | 2 August 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Phillip Andrew Curtis
- CRD
- 6366424
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 121 SHATTUCK WAY, STE. 16, Newington, NH 03801
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Phillip Curtis work?
Phillip Curtis is an investment adviser representative registered through Northeast Planning Associates, Inc. since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is Phillip Curtis a financial advisor?
Yes. Phillip Curtis has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since January 2015.
How many years of experience does Phillip Curtis have?
Phillip Curtis has 12 years in the financial industry, since August 2014, across 2 adviser firms.
What exams has Phillip Curtis passed?
Phillip Curtis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2014. FINRA credited Phillip Curtis with the SIE, which began in October 2018.
Where is Phillip Curtis based?
Phillip Curtis’ registered office is in Newington, NH.
Is Phillip Curtis registered with FINRA?
Yes. Phillip Curtis has a current broker registration, under CRD 6366424.
Source: FINRA BrokerCheck
How can I verify Phillip Curtis’ record?
Search CRD 6366424 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Curtis’ full registration record.
