Niva WealthLet’s talk

Philip Prince

Partner, Head of Treasury at Pine River Capital Management

Officer record from the firm’s Form ADVForm ADV filed 16 June 2026

Philip Prince is Partner, Head of Treasury of Pine River Capital Management L.P., a Minnetonka investment adviser.

Role at Pine River Capital Management

Title on Schedule A
Partner, Head of Treasury
Control
Philip Prince is a control person of Pine River Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Philip Prince has held the filed role since March 2017.

The firm

Pine River Capital Management L.P.
Minnetonka, MN

Form ADV filed 16 June 2026

$46.9B AUM7 clients14 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Philip Prince is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Philip Prince
CRD
1736404
Firm
Pine River Capital Management L.P.
Record basis
Form ADV officer listing
Firm bio
pinerivercapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Pine River’s official team page lists Phil Prince on its Investment Team under Treasury & Financing. Pine River Capital Management team

Common questions

Where does Philip Prince work?

Philip Prince has been Partner, Head of Treasury of Pine River Capital Management L.P. since March 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 June 2026

Leadership at Pine River Capital Management

  • Brian Taylor
    Partner, Chief Executive Officer & Chief Investment Officer
  • Nicholas Nusbaum
    Partner, Chief Financial Officer & Chief Operating Officer
  • Elizabeth Olney Arms
    Chief Compliance Officer and Head of Legal
  • Paul Richardson
    Partner, Chief Risk Officer
  • William Roth
    Partner

Sources

  1. IAPD individual lookup, CRD 1736404. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Pine River Capital Management L.P., filed 16 June 2026. Title, control and ownership bands.
  3. Pine River Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Philip Prince or Pine River Capital Management L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.