Philip O'Toole has been an investment adviser representative at Beacon Financial Advisory since November 2023, and is not listed among the firm’s executive officers or direct owners.
Beacon Financial Advisory LLC is a Cleveland, OH firm with $901M under management, 1,556 clients and 13 advisers across 5 offices, as of its March 2026 filing.
Philip O'Toole’s longest registration was 3 years at Amundi Pioneer Institutional Asset Management, Inc. (2017–2020). Before joining Beacon Financial Advisory in 2023, Philip O'Toole was registered through Fourth Dimension Wealth, LLC and Amundi Asset Management US, Inc.
- – present · 2 yearsCleveland, OH · Adviser representative · Firm CRD 174334
- Fourth Dimension Wealth, LLC– · 1 yearMiddleburg Heights, OH · Adviser representative · Firm CRD 306703
- Amundi Asset Management US, Inc.– · 1 yearBoston, MA · Adviser representative · Firm CRD 107719
- Amundi Pioneer Institutional Asset Management, Inc.– · 3 yearsBoston, MA · Adviser representative · Firm CRD 138756
- Deutsche Investment Management Americas Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 104518
Investment adviser representative registrations
Philip O'Toole is registered as an investment adviser representative in Ohio, since November 2023.
- OhioSince 9 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 October 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 December 1999 |
| Series 7 | General Securities Representative Examination | 24 November 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4039027
- Firm
- Beacon Financial Advisory · CRD 174334
- Office
- 25825 SCIENCE PARK DRIVE, SUITE 110, Cleveland, OH 44122
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Philip O'Toole work?
Philip O'Toole is an investment adviser representative registered through Beacon Financial Advisory LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Philip O'Toole a financial advisor?
Yes. Philip O'Toole has a current investment-adviser registration in Ohio, through Beacon Financial Advisory since November 2023.
How many years of experience does Philip O'Toole have?
Philip O'Toole has 26 years in the financial industry, since February 2000, across 5 adviser firms.
What exams has Philip O'Toole passed?
Philip O'Toole has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 66. The earliest, the Series 7, was passed in November 1999. FINRA credited Philip O'Toole with the SIE, which began in October 2018.
Where did Philip O'Toole work before Beacon Financial Advisory?
Before Beacon Financial Advisory, Philip O'Toole was registered through Amundi Asset Management US, Inc., January 2021 to May 2022; Amundi Pioneer Institutional Asset Management, Inc., November 2017 to December 2020; Deutsche Investment Management Americas Inc., May 2003 to February 2004.
Where is Philip O'Toole based?
Philip O'Toole’s registered office is in Cleveland, OH.
Is Philip O'Toole registered with FINRA?
Yes. Philip O'Toole has a current broker registration, under CRD 4039027.
Source: FINRA BrokerCheck
How can I verify Philip O'Toole’s record?
Search CRD 4039027 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Philip O'Toole’s full registration record.
