Peyton Mallory has been an investment adviser representative at Delta Investment Management since May 2026, and is not listed among the firm’s executive officers or direct owners. Peyton Mallory studied Dual majors in Accounting and Finance at the University of San Diego Knauss School of Business.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Peyton Mallory is with Delta Wealth Management, whose advisory services are provided by Delta Investment Management. He specializes in Individual 401(k) plans, Company 401(k) plans, and the management of Schwab PCRA accounts. After graduating in 2020, he joined RSM US LLP as an Assurance Associate.
- – present · under a yearScottsdale, AZ · Adviser representative · Firm CRD 149596
Investment adviser representative registrations
Peyton Mallory is registered as an investment adviser representative in Arizona, since May 2026.
- ArizonaSince 18 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 March 2026 |
| Series 66 | Uniform Combined State Law Examination | 25 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Peyton S Mallory
- CRD
- 8253673
- Firm
- Delta Investment Management · CRD 149596
- Office
- 14300 N Northsight Boulevard, Suite 122, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- May 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltawealthaz.com
Where does Peyton Mallory work?
Peyton Mallory is an investment adviser representative registered through Delta Investment Management, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Peyton Mallory a financial advisor?
Yes. Peyton Mallory has a current investment-adviser registration in Arizona, through Delta Investment Management since May 2026.
How many years of experience does Peyton Mallory have?
Peyton Mallory has 0 years in the financial industry, since May 2026, across 1 adviser firm.
What exams has Peyton Mallory passed?
Peyton Mallory has passed 2 licensing exams: the Series 66 and Series 65. The earliest, the Series 66, was passed in August 2023.
Where is Peyton Mallory based?
Peyton Mallory’s registered office is in Scottsdale, AZ.
Is Peyton Mallory registered with FINRA?
No. Peyton Mallory has no current broker registration.
How can I verify Peyton Mallory’s record?
Search CRD 8253673 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peyton Mallory’s full registration record.
