Peter Yerger has been an investment adviser representative at Northeast Planning Associates since July 2025, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Peter Yerger’s longest registration was 1 year at Wealthcare Capital Management LLC (2018–2020). Before joining Northeast Planning Associates in 2025, Peter Yerger was registered through Pegasus Management Services, L.L.C. and Sowell Management.
- – present · 1 yearBellefonte, PA · Adviser representative · Firm CRD 131406
- Pegasus Management Services, L.L.C.– · under a yearKing of Prussia, PA · Adviser representative · Firm CRD 314533
- Sowell Management– · under a yearKing of Prussia, PA · Adviser representative · Firm CRD 127145
- Wealthcare Capital Management LLC– · 1 yearWest Chester, PA · Adviser representative · Firm CRD 111119
- Axa Advisors, LLC– · 1 yearPhiladelphia, PA · Adviser representative · Firm CRD 6627
- PNC Investments– · under a yearBuckingham, PA · Adviser representative · Firm CRD 129052
- Mutual of Omaha Investor Services, Inc.– · under a yearBlue Bell, PA · Adviser representative · Firm CRD 611
- M Holdings Securities, Inc.– · under a yearBerwyn, PA · Adviser representative · Firm CRD 43285
- Woodbury Financial Services, Inc.– · under a yearBryn Mawr, PA · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Peter Yerger is registered as an investment adviser representative in Pennsylvania, since July 2025.
- PennsylvaniaSince 11 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 25 November 2024 |
| Series 7 | General Securities Representative Examination | 8 October 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 January 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 January 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Peter Charles Yerger
- CRD
- 5849773
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- Bellefonte, PA
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Yerger work?
Peter Yerger is an investment adviser representative registered through Northeast Planning Associates, Inc. since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Peter Yerger a financial advisor?
Yes. Peter Yerger has a current investment-adviser registration in Pennsylvania, through Northeast Planning Associates since July 2025.
How many years of experience does Peter Yerger have?
Peter Yerger has 10 years in the financial industry, since January 2016, across 9 adviser firms.
What exams has Peter Yerger passed?
Peter Yerger has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and SIE. The earliest, the Series 6, was passed in January 2011.
Where did Peter Yerger work before Northeast Planning Associates?
Before Northeast Planning Associates, Peter Yerger was registered through Pegasus Management Services, L.L.C., June 2021 to September 2021; Sowell Management, October 2020 to June 2021; Wealthcare Capital Management LLC, September 2018 to February 2020; Axa Advisors, LLC, August 2017 to September 2018; PNC Investments, November 2016 to August 2017; Mutual of Omaha Investor Services, Inc., December 2015 to October 2016; M Holdings Securities, Inc., June 2013 to December 2013; Woodbury Financial Services, Inc., December 2012 to May 2013.
Where is Peter Yerger based?
Peter Yerger’s registered office is in Bellefonte, PA.
Is Peter Yerger registered with FINRA?
No. Peter Yerger has no current broker registration.
How can I verify Peter Yerger’s record?
Search CRD 5849773 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Yerger’s full registration record.
