Peter Platt has been President & Chief Compliance Officer of Platt Investment Counsel since July 2022, is a control person of the firm and directly owns 75% or more of it. Peter Platt studied at Drake University.
Platt Investment Counsel, LLC is a firm with $154M under management, 145 clients and 1 adviser in one office, as of its March 2026 filing.
Peter Platt is President/Portfolio Manager of Platt Investment Counsel, LLC, based in Cary, North Carolina. He is President and owner of the firm and has been a registered investment advisor representative since 2013. His career on Wall Street and in the financial services industry dates back to 1992.
- – present · 12 yearsCary, NC · Adviser representative · Firm CRD 118737
Investment adviser representative registrations
Peter Platt is registered as an investment adviser representative in 2 states. The first approvals date from September 2014; the most recent is North Carolina, in March 2026.
- North CarolinaSince 11 March 2026
- TexasSince 15 September 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 September 2014 |
| Series 24 | General Securities Principal Examination | 17 February 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 7 December 2004 |
| Series 7 | General Securities Representative Examination | 3 November 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Full name
- Peter Markert Platt
- CRD
- 2275710
- Firm
- Platt Investment Counsel · CRD 118737
- Role
- President & Chief Compliance Officer
- Office
- Cary, NC
- Registration
- Investment adviser registration
- In the industry since
- February 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- plattinvestment.com
Where does Peter Platt work?
Peter Platt has been President & Chief Compliance Officer of Platt Investment Counsel, LLC since July 2022, and is a control person of the firm.
Is Peter Platt a financial advisor?
Yes. Peter Platt has a current investment-adviser registration in North Carolina and Texas, through Platt Investment Counsel since February 2014.
How many years of experience does Peter Platt have?
Peter Platt has 12 years in the financial industry, since February 2014, across 1 adviser firm.
What exams has Peter Platt passed?
Peter Platt has passed 5 licensing exams: the Series 7, Series 55, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in November 2004.
Where is Peter Platt based?
Peter Platt’s registered office is in Cary, NC.
Is Peter Platt registered with FINRA?
No. Peter Platt has no current broker registration.
How can I verify Peter Platt’s record?
Search CRD 2275710 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Platt’s full registration record.