Peter Fogarty has been an investment adviser representative at Orca Investment Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Orca Investment Management, LLC is a Lake Oswego, OR firm with $212M under management, 364 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Peter Fogarty’s longest registration was 4 years at Paulson Investment Advisors, LLC (2020–2024). Before joining Orca Investment Management in 2026, Peter Fogarty was registered through Paulson Investment Advisors, LLC and Paulson Investment Company, LLC.
- – present · under a yearWalnut Creek, CA · Adviser representative · Firm CRD 144377
- Paulson Investment Advisors, LLC– · 4 yearsPortland, OR · Adviser representative · Firm CRD 304328
- Paulson Investment Company, LLC– · 4 yearsWalnut Creek, CA · Adviser representative · Firm CRD 5670
- Roth Capital Partners, LLC– · 2 yearsLarkspur, CA · Adviser representative · Firm CRD 15407
- Advanced Equities, Inc.– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 35545
Investment adviser representative registrations
Peter Fogarty is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 20 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1988 |
| Series 7 | General Securities Representative Examination | 19 November 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter Raymond Fogarty
- CRD
- 1889799
- Firm
- Orca Investment Management · CRD 144377
- Office
- 1255 Treat BLVD, STE 300, Walnut Creek, CA 94597
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Peter Fogarty work?
Peter Fogarty is an investment adviser representative registered through Orca Investment Management, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Peter Fogarty a financial advisor?
Yes. Peter Fogarty has a current investment-adviser registration in California, through Orca Investment Management since March 2026.
How many years of experience does Peter Fogarty have?
Peter Fogarty has 36 years in the financial industry, since June 1990, across 5 adviser firms.
What exams has Peter Fogarty passed?
Peter Fogarty has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1988. FINRA credited Peter Fogarty with the SIE, which began in October 2018.
Where did Peter Fogarty work before Orca Investment Management?
Before Orca Investment Management, Peter Fogarty was registered through Paulson Investment Advisors, LLC, February 2020 to December 2024; Paulson Investment Company, LLC, April 2016 to December 2020; Roth Capital Partners, LLC, January 2013 to January 2015; Advanced Equities, Inc., January 2009 to November 2012.
Where is Peter Fogarty based?
Peter Fogarty’s registered office is in Walnut Creek, CA.
Is Peter Fogarty registered with FINRA?
Yes. Peter Fogarty has a current broker registration, under CRD 1889799.
Source: FINRA BrokerCheck
How can I verify Peter Fogarty’s record?
Search CRD 1889799 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Peter Fogarty’s full registration record.