Peter Aiksnoras has been an investment adviser representative at Compass Financial Management since April 2021, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
- – present · 5 yearsOxford, CT · Adviser representative · Firm CRD 156345
Investment adviser representative registrations
Peter Aiksnoras is registered as an investment adviser representative in Connecticut, since April 2021.
- ConnecticutSince 13 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 August 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Peter John Aiksnoras
- CRD
- 1727469
- Firm
- Compass Financial Management · CRD 156345
- Office
- Oxford, CT
- Registration
- Investment adviser registration
- In the industry since
- March 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Aiksnoras work?
Peter Aiksnoras is an investment adviser representative registered through Compass Financial Management LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Peter Aiksnoras a financial advisor?
Yes. Peter Aiksnoras has a current investment-adviser registration in Connecticut, through Compass Financial Management since April 2021.
How many years of experience does Peter Aiksnoras have?
Peter Aiksnoras has 37 years in the financial industry, since March 1989, across 1 adviser firm.
What exams has Peter Aiksnoras passed?
Peter Aiksnoras has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in August 1987. FINRA credited Peter Aiksnoras with the SIE, which began in October 2018.
Where is Peter Aiksnoras based?
Peter Aiksnoras’ registered office is in Oxford, CT.
Is Peter Aiksnoras registered with FINRA?
No. Peter Aiksnoras has no current broker registration.
How can I verify Peter Aiksnoras’ record?
Search CRD 1727469 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Aiksnoras’ full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
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