Percy Hundley has been an investment adviser representative at Lombard Advisers since November 2014, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Percy Hundley’s longest registration was 14 years at Investors Security Company, Inc. (1998–2012). Before joining Lombard Advisers in 2014, Percy Hundley was registered through Securities America Advisors, Inc. and Investors Security Company, Inc.
- – present · 11 yearsNewport News, VA · Adviser representative · Firm CRD 108231
- Securities America Advisors, Inc.– · under a yearNewport News, VA · Adviser representative · Firm CRD 110518
- Investors Security Company, Inc.– · 14 yearsNewport News, VA · Adviser representative · Firm CRD 2331
Investment adviser representative registrations
Percy Hundley is registered as an investment adviser representative in Virginia, since November 2014.
- VirginiaSince 10 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 June 1998 |
| Series 53 | Municipal Securities Principal Examination | 16 October 1984 |
| Series 27 | Financial and Operations Principal Examination | 15 September 1984 |
| Series 24 | General Securities Principal Examination | 29 May 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 May 1981 |
| Series 7 | General Securities Representative Examination | 16 May 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Percy Lemar Hundley
- CRD
- 730534
- Firm
- Lombard Advisers · CRD 108231
- Office
- 24 WATERGATE TERRACE, Newport News, VA 23606
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1982
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Percy Hundley work?
Percy Hundley is an investment adviser representative registered through Lombard Advisers Incorporated since November 2014, and is not listed among the firm’s executive officers or direct owners.
Is Percy Hundley a financial advisor?
Yes. Percy Hundley has a current investment-adviser registration in Virginia, through Lombard Advisers since November 2014.
How many years of experience does Percy Hundley have?
Percy Hundley has 44 years in the financial industry, since March 1982, across 3 adviser firms.
What exams has Percy Hundley passed?
Percy Hundley has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 27, Series 53 and Series 65. The earliest, the Series 7, was passed in May 1981. FINRA credited Percy Hundley with the SIE, which began in October 2018.
Where did Percy Hundley work before Lombard Advisers?
Before Lombard Advisers, Percy Hundley was registered through Securities America Advisors, Inc., December 2012 to September 2013; Investors Security Company, Inc., June 1998 to December 2012.
Where is Percy Hundley based?
Percy Hundley’s registered office is in Newport News, VA.
Is Percy Hundley registered with FINRA?
Yes. Percy Hundley has a current broker registration, under CRD 730534.
Source: FINRA BrokerCheck
How can I verify Percy Hundley’s record?
Search CRD 730534 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Percy Hundley’s full registration record.