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Pavita Fleischer, portrait

Pavita Fleischer

Chief Compliance Officer at Bailard

Firm officerUpdated

Pavita Fleischer has been Chief Compliance Officer of Bailard, Inc., a Foster City, CA investment adviser managing $7.56B, since June 2020.

6
Years in role
$7.56B
Firm AUM
1,137
Firm clients
42
Firm advisers

From Form ADV filed 17 September 2026Form ADV

Career

Pavita Fleischer is not listed as a control person, but directly owns under 5% of Bailard. Pavita Fleischer holds a BA in Politics & International Relations from Scripps College.

Bailard is an investment adviser based in Foster City, CA, registered with the SEC since 1972. It provides financial planning and investment management. Its clients include high-net-worth individuals, sovereign wealth funds and foreign official institutions, and pooled investment vehicles. Its regulatory assets under management total $7.56 billion, as filed on 17 September 2026. Its fees, ownership and offices are on the firm’s profile.

Pavita Fleischer is Senior Vice President and Chief Compliance Officer of Bailard, Inc. She joined Bailard in 2019. Before joining the firm she held senior compliance positions at various firms, including Hall Capital Partners, WHV Investment Management, Hirayama Investments, TIAA-CREF and Kaspick & Co. She began her career as a Securities Compliance Examiner with the U.S. Securities and Exchange Commission, where she spent more than six years.

Credentials

Professional designations

Listed by Bailard

  • Chartered Financial Analyst®

Key facts

CRD
5686549
Firm
Bailard · CRD 110550
Role
Chief Compliance Officer
In role since
June 2020 · 6 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Foster City, CA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record
Firm bio
bailard.com

Common questions

Where does Pavita Fleischer work?

Pavita Fleischer has been Chief Compliance Officer of Bailard, Inc. since June 2020.

Source: Form ADV, Schedule A, filed 17 September 2026

Is Pavita Fleischer a CFA charterholder?

Bailard lists Pavita Fleischer with the CFA credential (“Chartered Financial Analyst®”) on its website. CFA Institute confirms certification status.

Source: Pavita Fleischer biography, bailard.com

How can I verify Pavita Fleischer’s record?

Pavita Fleischer’s role is listed on Bailard, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110550.

Source: Form ADV, Schedule A, filed 17 September 2026

Leadership at Bailard

Sources

  1. IAPD individual lookup, CRD 5686549, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Bailard, Inc., filed 17 September 2026. Title, control and ownership bands.
  3. Bailard team page. Biography, education, credentials, awards and the portrait, reproduced for identification.