Paul Rovner has been Senior Vice President & Secretary of Drexel Morgan & Co. since October 2013, is not listed as a control person, but directly owns under 5% of the firm.
Drexel Morgan & Co. is a Radnor, PA firm with $607M under management, 12 clients and 2 advisers in one office, as of its August 2026 filing.
No adviser firm registrations are on Paul Rovner’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 August 2018 |
| Series 27 | Financial and Operations Principal Examination | 23 May 2002 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Paul Stuart Rovner
- CRD
- 4486011
- Firm
- Drexel Morgan & Co. · CRD 151053
- Role
- Senior Vice President & Secretary
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Rovner work?
Paul Rovner has been Senior Vice President & Secretary of Drexel Morgan & Co. since October 2013.
Does Paul Rovner have a current investment-adviser registration?
Paul Rovner has no current investment-adviser or broker registration.
What exams has Paul Rovner passed?
Paul Rovner has passed 3 licensing exams: the Series 27, Series 7 and Series 99TO. The earliest, the Series 27, was passed in May 2002. FINRA credited Paul Rovner with the SIE, which began in October 2018.
Is Paul Rovner registered with FINRA?
No. Paul Rovner has no current broker registration.
How can I verify Paul Rovner’s record?
Search CRD 4486011 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Rovner’s full registration record.